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PUBLISHED BY:                                               JOURNAL FOR THE CAPITAL MARKETS INDUSTRY - UGANDA
Capital Markets Authority
8th Floor, Jubilee                                   JULY - SEPTEMBER 2016
Insurance Centre
14, Parliament Avenue             Contents
P. O. Box, 24565,
Kampala, Uganda                   03 	 CORPORATE PROFILE
Tel: 	 +256 414 342788/91
	 +256 312 264950/1               04 	 THE LIMITS OF REGULATION IN
Fax: 	 +256 414 342803                  ESTABLISHING IMPROVED GOVERNANCE
info@cmauganda.co.ug
www.cauganda.co.ug                08 	 A SYNOPSIS OF THE IOSCO PAPER ON CREDIBLE DETERRENCE IN
                                        SECURITIES REGULATION
CONTRIBUTORS:
Simon Osborn                      11 	 ENFORCEMENT OF SECURITIES REGULATION AND FINANCIAL
Joseph Sanjula Lutwama                  SECTOR DEVELOPMENT IN AFRICA
Nicholas Mbaga
Nusula Nassuna                    14 	 ENHANCING THE QUALITY OF RISK REPORTING; THE ROLES OF
Dennis Kizito                           THE RISK DECISION TAKER AND ACCOUNTABLE EXECUTIVE

LAYOUT & CONCEPT:                 16 	 PRIVATE PLACEMENTS:CAN THEY BE A CATALYST FOR PUBLIC
Graphic Systems (U) Ltd.                OFFERS IN UGANDA?
8 Buvuma Road,
Luzira, Kampala                   19 	 LIST OF LICENSEES
(256) 417 119 600
gsul@graphicsystems-ea.com        04                                      THE LIMITS OF
www.graphicsystems-ea.com                                                 REGULATION IN
                                                                          ESTABLISHING
Copyright © 2016                                                          IMPROVED
All rights reserved.                                                      GOVERNANCE
No part of this publication
may be reproduced, stored in a
retrieval system, or transmitted
in any form or by any means
without the prior permission of
the publisher.

                                                                      13

                                        ENFORCEMENT
                                         OF SECURITIES
                                    REGULATION AND
                                  FINANCIAL SECTOR
                                    DEVELOPMENT IN

                                                     AFRICA

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