Regulatory Notices – Capital Markets Authority

File	File size	Downloads
Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act	421 KB	1004
Revocation of Broker/Dealer License for First Renaissance Securities Limited	82 KB	624
Dealing in Securities by Insiders	240 KB	849
East African Regional Initial Public Offering - Investor Alert	76 KB	575
Revocation of Investment Advisor License for Bullion Capital Limited	64 KB	498
Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended	176 KB	824
Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period	209 KB	805
Net Capital Standard Reports	29 KB	753
Enforcement Action against Fidelity Capital Management	76 KB	541
Participation in the Inaugural Corporate Governance Awards	220 KB	387
Change of Reporting Templates for Fund Managers	222 KB	611
Offer of Exceptional Securities to the Public	58 KB	471
Revocation of Regulatory Notice No. 1 of 2015	203 KB	483