Downloads File File size Downloads Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act 421 KB 451 Revocation of Broker/Dealer License for First Renaissance Securities Limited 82 KB 363 Dealing in Securities by Insiders 240 KB 365 East African Regional Initial Public Offering - Investor Alert 76 KB 332 Revocation of Investment Advisor License for Bullion Capital Limited 64 KB 356 Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended 176 KB 372 Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period 209 KB 337 Net Capital Standard Reports 29 KB 258 Enforcement Action against Fidelity Capital Management 76 KB 263 Participation in the Inaugural Corporate Governance Awards 220 KB 301 Change of Reporting Templates for Fund Managers 222 KB 387 Offer of Exceptional Securities to the Public 58 KB 273 Revocation of Regulatory Notice No. 1 of 2015 203 KB 246
