Regulatory Notices – Capital Markets Authority

File	File size	Downloads
Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act	421 KB	262
Revocation of Broker/Dealer License for First Renaissance Securities Limited	82 KB	231
Dealing in Securities by Insiders	240 KB	231
East African Regional Initial Public Offering - Investor Alert	76 KB	215
Revocation of Investment Advisor License for Bullion Capital Limited	64 KB	230
Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended	176 KB	233
Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period	209 KB	217
Net Capital Standard Reports	29 KB	132
Enforcement Action against Fidelity Capital Management	76 KB	117
Participation in the Inaugural Corporate Governance Awards	220 KB	182
Change of Reporting Templates for Fund Managers	222 KB	253
Offer of Exceptional Securities to the Public	58 KB	142
Revocation of Regulatory Notice No. 1 of 2015	203 KB	126