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Regulatory Notices

Downloads

File File size Downloads
pdf Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act 421 KB 451
pdf Revocation of Broker/Dealer License for First Renaissance Securities Limited 82 KB 363
pdf Dealing in Securities by Insiders 240 KB 365
pdf East African Regional Initial Public Offering - Investor Alert 76 KB 332
pdf Revocation of Investment Advisor License for Bullion Capital Limited 64 KB 356
pdf Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended 176 KB 372
pdf Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period 209 KB 337
pdf Net Capital Standard Reports 29 KB 258
pdf Enforcement Action against Fidelity Capital Management 76 KB 263
pdf Participation in the Inaugural Corporate Governance Awards 220 KB 301
pdf Change of Reporting Templates for Fund Managers 222 KB 387
pdf Offer of Exceptional Securities to the Public 58 KB 273
pdf Revocation of Regulatory Notice No. 1 of 2015 203 KB 246

Latest Updates

Public Notice

03 Nov, 2022

Statement On Misleading Social Media Articles

19 Sep, 2022

Uganda’s collective investment scheme assets cross Ugx 1 trillion

18 May, 2022

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