Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act
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421 KB |
2984 |
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Revocation of Broker/Dealer License for First Renaissance Securities Limited
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82 KB |
1365 |
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Dealing in Securities by Insiders
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240 KB |
3040 |
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East African Regional Initial Public Offering - Investor Alert
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76 KB |
1286 |
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Revocation of Investment Advisor License for Bullion Capital Limited
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64 KB |
1064 |
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Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended
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176 KB |
3074 |
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Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period
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209 KB |
2833 |
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Net Capital Standard Reports
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29 KB |
2842 |
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Enforcement Action against Fidelity Capital Management
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76 KB |
1427 |
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Participation in the Inaugural Corporate Governance Awards
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220 KB |
855 |
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Change of Reporting Templates for Fund Managers
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222 KB |
1441 |
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Offer of Exceptional Securities to the Public
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58 KB |
1197 |
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Revocation of Regulatory Notice No. 1 of 2015
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203 KB |
1127 |
