Capital Markets Authority Capital Markets Authority
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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Regulatory Notices

Downloads

File File size Downloads
pdf Regulatory Notice on Compliance with Corp Governance Regulations 217 KB 395
pdf REGULATORY NOTICE NO.1 OF 2026 624 KB 692
pdf REGULATORY NOTICE NO.2 OF 2026 450 KB 515
pdf CMA Regulatory Notice 1 of 2025 560 KB 314
pdf Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act 421 KB 3397
pdf Revocation of Broker/Dealer License for First Renaissance Securities Limited 82 KB 1651
pdf Dealing in Securities by Insiders 240 KB 3667
pdf East African Regional Initial Public Offering - Investor Alert 76 KB 1534
pdf Revocation of Investment Advisor License for Bullion Capital Limited 64 KB 1297
pdf Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended 176 KB 3688
pdf Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period 209 KB 3425
pdf Net Capital Standard Reports 29 KB 3070
pdf Enforcement Action against Fidelity Capital Management 76 KB 3159
pdf Participation in the Inaugural Corporate Governance Awards 220 KB 1077
pdf Change of Reporting Templates for Fund Managers 222 KB 1705
pdf Offer of Exceptional Securities to the Public 58 KB 1504
pdf Revocation of Regulatory Notice No. 1 of 2015 203 KB 1356

Latest News

  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026
  • CMA Hosts Capital Markets Intermediaries Forum 2026 to Strengthen Compliance and Resilient Capital Markets Industry.
    May 13, 2026
  • CMA Advances Real Estate Investment Trusts (REITs) Through Stakeholder Engagement.
    April 21, 2026
  • Capital Markets Authority Uganda Participates in Financial Literacy Town Hall Engagement in Masindi
    April 17, 2026
  • Leveraging Professional Certification for a Stronger Capital Markets Industry.
    April 10, 2026
  • Capital Markets Authority Launches 30-Year Anniversary Celebrations
    March 30, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
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