Capital Markets Authority Capital Markets Authority
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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Regulatory Notices

Downloads

File File size Downloads
pdf Regulatory Notice on Compliance with Corp Governance Regulations 217 KB 357
pdf REGULATORY NOTICE NO.1 OF 2026 624 KB 647
pdf REGULATORY NOTICE NO.2 OF 2026 450 KB 470
pdf CMA Regulatory Notice 1 of 2025 560 KB 290
pdf Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act 421 KB 3373
pdf Revocation of Broker/Dealer License for First Renaissance Securities Limited 82 KB 1635
pdf Dealing in Securities by Insiders 240 KB 3618
pdf East African Regional Initial Public Offering - Investor Alert 76 KB 1521
pdf Revocation of Investment Advisor License for Bullion Capital Limited 64 KB 1284
pdf Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended 176 KB 3640
pdf Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period 209 KB 3379
pdf Net Capital Standard Reports 29 KB 3058
pdf Enforcement Action against Fidelity Capital Management 76 KB 2518
pdf Participation in the Inaugural Corporate Governance Awards 220 KB 1064
pdf Change of Reporting Templates for Fund Managers 222 KB 1690
pdf Offer of Exceptional Securities to the Public 58 KB 1429
pdf Revocation of Regulatory Notice No. 1 of 2015 203 KB 1339

Latest News

  • Capital Markets Authority Launches 30-Year Anniversary Celebrations
    March 30, 2026
  • CMA and USE Launch World Investor Week 2025: Empowering Ugandans to Move from Savings to Smart Investments
    October 24, 2025
  • CMA and USE Host the Regional East Africa Capital Markets Conference 2025 to Drive Digital Transformation & Sustainable Finance in Regional Capital Markets
    October 16, 2025
  • CMA Launches Regulatory Sandbox to Accelerate Fintech Innovation
    October 8, 2025
  • Capital Markets Authority Unveils Five-Year Blueprint to Power Uganda’s Journey to a USD 500 Billion Economy
    September 2, 2025
  • CMA Advances Crackdown on Investment Scams
    July 4, 2025

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
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