Capital Markets Authority Capital Markets Authority
  • +256-414-342788/91
            +256-312-264950/1
            Toll Free: 0800100031
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox
Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Regulatory Notices

Downloads

File File size Downloads
pdf Regulatory Notice on Compliance with Corp Governance Regulations 217 KB 240
pdf REGULATORY NOTICE NO.1 OF 2026 624 KB 492
pdf REGULATORY NOTICE NO.2 OF 2026 450 KB 363
pdf CMA Regulatory Notice 1 of 2025 560 KB 215
pdf Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act 421 KB 3266
pdf Revocation of Broker/Dealer License for First Renaissance Securities Limited 82 KB 1594
pdf Dealing in Securities by Insiders 240 KB 3492
pdf East African Regional Initial Public Offering - Investor Alert 76 KB 1485
pdf Revocation of Investment Advisor License for Bullion Capital Limited 64 KB 1248
pdf Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended 176 KB 3511
pdf Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period 209 KB 3264
pdf Net Capital Standard Reports 29 KB 3016
pdf Enforcement Action against Fidelity Capital Management 76 KB 1862
pdf Participation in the Inaugural Corporate Governance Awards 220 KB 1029
pdf Change of Reporting Templates for Fund Managers 222 KB 1644
pdf Offer of Exceptional Securities to the Public 58 KB 1393
pdf Revocation of Regulatory Notice No. 1 of 2015 203 KB 1302

Latest News

  • CMA and USE Launch World Investor Week 2025: Empowering Ugandans to Move from Savings to Smart Investments
    October 24, 2025
  • CMA and USE Host the Regional East Africa Capital Markets Conference 2025 to Drive Digital Transformation & Sustainable Finance in Regional Capital Markets
    October 16, 2025
  • CMA Launches Regulatory Sandbox to Accelerate Fintech Innovation
    October 8, 2025
  • Capital Markets Authority Unveils Five-Year Blueprint to Power Uganda’s Journey to a USD 500 Billion Economy
    September 2, 2025
  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

More About us

MEDIA CENTRE

  • Press Releases
  • Market Commentary

USEFUL LINKS

  • Careers
  • Procurement
  • Licensed Firms
  • Regulations
  • Guidlines
  • CMA Strategic Plan
  • Investor Rights

GET IN TOUCH

Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
© 2025 Capital Market's Authority | All Rights Reserved
  • Careers
  • Procurement
  • Contact Us