Capital Markets Authority Capital Markets Authority
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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Guidelines

Downloads

File File size Downloads
pdf The Capital Markets Environment, Social and Governance (ESG) Disclosures and Sustainability Reporting Guidelines, 2026 952 KB 30
pdf The Capital Markets Sukuk Guidelines, 2026 2 MB 40
pdf CMA Regulatory Sandbox Guidelines 2025 192 KB 1916
pdf The Capital Markets Exchange Traded Funds Guidelines, 2016 320 KB 2171
pdf The Capital Markets Commercial Paper Guidelines, 2003 192 KB 5104
pdf The Capital Markets Conflict of Interest Guidelines, 2001 90 KB 3533
doc The Capital Markets Corporate Bond Guidelines, 2003 57 KB 6797
pdf The Capital Markets Corporate Governance Guidelines, 2003 141 KB 8045
pdf Disaster-recovery-guidelines CMA - Approved on 6th October 2022 332 KB 3084

Latest News

  • Capital Markets: Unlocking Uganda’s Long-Term Financing Potential for Sustainable Economic Transformation
    July 15, 2026
  • Beyond Coffee and Gold: How Capital Markets Can Power Uganda’s Export Revolution
    July 6, 2026
  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026
  • CMA Hosts Capital Markets Intermediaries Forum 2026 to Strengthen Compliance and Resilient Capital Markets Industry.
    May 13, 2026
  • CMA Advances Real Estate Investment Trusts (REITs) Through Stakeholder Engagement.
    April 21, 2026
  • Capital Markets Authority Uganda Participates in Financial Literacy Town Hall Engagement in Masindi
    April 17, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

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    +256-312 -264950/1
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