Capital Markets Authority Capital Markets Authority
  • +256-414-342788/91
            +256-312-264950/1
            Toll Free: 0800100031
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox
Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Licenses

Downloads

File File size Downloads
doc Updated Representative Licence Application Checklist 121 KB 111
doc Updated Investment House Licence Application Checklist 126 KB 12
doc Updated Market Adviser Licence Application Checklist 123 KB 15
doc Updated Private Equity Checklist ( Not sourcing funds from the public) 38 KB 12
doc Updated Private Equity Fund (Sourcing from the Public)Checklist 39 KB 14
doc Updated Representative Licence Application Checklist 121 KB 8
doc Updated Stockbroker Licence Application Checklist 127 KB 20
doc Authorised Registrar Licence Application Checklist 128 KB 13
doc Updated Authorised Registrar Licence Application Checklist 128 KB 10
doc Updated Broker Dealer Licence Application Checklist 125 KB 18
doc Updated Commodities Broker Licence Application Checklist 126 KB 10
doc Updated Custodian Licence Application Checklist 127 KB 14
doc Updated Dealer Licence Application Checklist 127 KB 15
doc Updated Fund Manager Licence Application Checklist -1 126 KB 18

Latest News

  • Capital Markets: Unlocking Uganda’s Long-Term Financing Potential for Sustainable Economic Transformation
    July 15, 2026
  • Beyond Coffee and Gold: How Capital Markets Can Power Uganda’s Export Revolution
    July 6, 2026
  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026
  • CMA Hosts Capital Markets Intermediaries Forum 2026 to Strengthen Compliance and Resilient Capital Markets Industry.
    May 13, 2026
  • CMA Advances Real Estate Investment Trusts (REITs) Through Stakeholder Engagement.
    April 21, 2026
  • Capital Markets Authority Uganda Participates in Financial Literacy Town Hall Engagement in Masindi
    April 17, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

More About us

MEDIA CENTRE

  • News & Press Releases
  • Published Articles

USEFUL LINKS

  • Careers
  • Procurement
  • Licensed Firms
  • Regulations
  • Guidelines
  • CMA Strategic Plan
  • Investor Rights

GET IN TOUCH

Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
© 2026 Capital Markets Authority | All Rights Reserved
  • Careers
  • Procurement
  • Contact Us