FORM 1(APPLICATION FORM FOR APPROVAL OF A SECURITIES EXCHANGE OR A COMMODITIES EXCHANGE)
|
24 KB |
180 |
|
FORM 2 (APPLICATION FORM FOR AN INVESTMENT ADVISER, FUND MANAGER, INVESTMENT HOUSE, STOCK BROKER, DEALER , CREDIT RATING AGENCY, AUTHORISED REGISTRAR , CUSTODIAN)
|
25 KB |
258 |
|
FORM 3( APPLICATION FORM FOR A COMMODITIES BROKER )
|
50 KB |
148 |
|
FORM 4 (APPLICATION FORM FOR A REPRESENTATIVE LICENSE)
|
39 KB |
163 |
|
FORM 5 (APPLICATION FORM FOR REGISTRATION AS A PRIVATE EQUITY OR VENTURE CAPITAL FUND SOURCING FUNDS FROM THE PUBLIC)
|
23 KB |
170 |
|
FORM 6 (APPLICATION FROM FOR REGISTRATION AS A PRIVATE EQUITY OR VENTURE CAPITAL FUND NOT SOURCING FUNDS FROM THE PUBLIC)
|
16 KB |
153 |
|
FORM 9 (CMA ACT LICENCE RENEWAL APPLICATION FORM)
|
22 KB |
174 |
