Capital Markets Authority Capital Markets Authority
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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

CMA Regime

Downloads

File File size Downloads
doc FORM 1(APPLICATION FORM FOR APPROVAL OF A SECURITIES EXCHANGE OR A COMMODITIES EXCHANGE) 24 KB 227
doc FORM 2 (APPLICATION FORM FOR AN INVESTMENT ADVISER, FUND MANAGER, INVESTMENT HOUSE, STOCK BROKER, DEALER , CREDIT RATING AGENCY, AUTHORISED REGISTRAR , CUSTODIAN) 25 KB 321
doc FORM 3( APPLICATION FORM FOR A COMMODITIES BROKER ) 50 KB 172
doc FORM 4 (APPLICATION FORM FOR A REPRESENTATIVE LICENSE) 39 KB 211
doc FORM 5 (APPLICATION FORM FOR REGISTRATION AS A PRIVATE EQUITY OR VENTURE CAPITAL FUND SOURCING FUNDS FROM THE PUBLIC) 23 KB 213
doc FORM 6 (APPLICATION FROM FOR REGISTRATION AS A PRIVATE EQUITY OR VENTURE CAPITAL FUND NOT SOURCING FUNDS FROM THE PUBLIC) 16 KB 186
doc FORM 9 (CMA ACT LICENCE RENEWAL APPLICATION FORM) 22 KB 225

Latest News

  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026
  • CMA Hosts Capital Markets Intermediaries Forum 2026 to Strengthen Compliance and Resilient Capital Markets Industry.
    May 13, 2026
  • CMA Advances Real Estate Investment Trusts (REITs) Through Stakeholder Engagement.
    April 21, 2026
  • Capital Markets Authority Uganda Participates in Financial Literacy Town Hall Engagement in Masindi
    April 17, 2026
  • Leveraging Professional Certification for a Stronger Capital Markets Industry.
    April 10, 2026
  • Capital Markets Authority Launches 30-Year Anniversary Celebrations
    March 30, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
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