LIST OF APPROVED PERSONS AS AT 31 JULY 2025

The Capital Markets Authority (CMA) is a statutory body established under the Capital Markets Authority Act, Cap 64 of the Laws of Uganda. Its primary mandate is to promote, regulate, and facilitate the development of a fair, efficient, and orderly capital markets industry in Uganda.

In accordance with Section 50(1) of the Act, no person is permitted to engage in activities regulated under the Act unless they are duly licensed or approved by the Authority. To safeguard investors and maintain the integrity of the capital markets, the CMA strongly advises the public to deal only with individuals and firms that are licensed or approved by the Authority.

In fulfilment of its regulatory mandate, the Authority hereby publishes a list of persons authorised to conduct securities business in Uganda.

Authorized Corporate Director (1)

Investment Company with Variable Company (1)

Trustees (2)

Address
Plot 5, Speke Road Kampala, Uganda

Contact
Tel: 0773528722
Email: Uganda.Fundservices@sc.com;
Contact: Ms. Roseline Ochola

 

Address
7th Floor, Commercial Plaza, Plot 7 Kampala Road, Kampala, Uganda

Contact
Tel: 0417-118336, 0417-118280
Email: snyerwanire@ug.kcbgroup.com
Contact: Ms. Sheila Nyerwanire

Securities Central Depositories (2)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact Person: Mr. Paul Bwiso

Address:

Plot 1 Mackenzie Close, Kololo, Kampala

Contact:

Tel: 0790-536781, 0312-209600
Email: info@altxafrica.com
Contact Person: Mr. Joseph Kitamirike

Stock Brokers (6)

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road, Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:

Rwenzori House, Kampala, Uganda

Contact:

Tel: 0414-233050
Email: uganda@dyerandblair.com
Contact: Ms. Esther Kakiiza

Address:

Ground Floor, Crested Towers (Long) 17 Hannington Road, Kampala, Uganda

Contact:

Tel: 0312-224600, 0312-224985
Email: sbgqueries@stanbic.com
Contact: Mr. Grace Semakula

Address:

Plot 6A, 7th Street Industrial Area, 1st Floor, SMS House, Kampala, Uganda

Contact:

Tel: 0200-935935
Email: uganda@chippercash.com
Contact Person: Mr. Dan Tumuramye

Address:

First Floor, North Wing, Plot 19 Lumumba Avenue, RUMEE Tower, Kampala

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact: Mr. Robert Baldwin

Address:

Plot 78, First Floor, Media Plaza, Kira Road, Kampala, Uganda

Contact:

Tel: 0780 142375/774 997424
Email: info@bikcapital.com
Contact: Mr. Bakkabulindi Joseph

Unit Trust Managers (9) and their Respective Schemes

Schemes:

• Balanced Fund Unit Trust Scheme
• Money Market Fund Unit Trust Scheme
• Umbrella Fund Unit Trust Scheme
• Dollar Fund Unit Trust Scheme

Address
5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road

Contact
Tel: 0414-332700/0800 12 700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

  • Scheme:

    • Umbrella Fund Unit Trust Scheme
    • Money Market Fund Unit Trust Scheme
    • Fixed Income Money Market Fund Unit Trust Scheme
    • Fixed Income Money Market Fund Unit Trust Scheme (USD)

Address
1st Floor - Britam Centre. Plot 24A Akii Bua Road - Nakasero, Kampala-Uganda.

Contact
Tel: +256 312 305 600 / +256 417 702 600
Email: pgakwaya@britam.com
Contact: Ms. Peace Gakwaya

Scheme:

• Umbrella Fund Unit Trust Scheme

Address
1 Pilkington Road, 7th Floor Workers House, Kampala, Uganda

Contact
Tel: 0414 -340707/8, 0312-265618
Email: Mubbale.Mugalya@sanlameastafrica.com Contact: Mr. Dennis Mugalya

Scheme

  • Umbrella Fund Unit Trust Scheme
    SBG Securities Uganda Fixed Income USD Fund

Address
Ground Floor, Crested Towers (Long) 17 Hannington Road, Kampala, Uganda

Contact
Tel: 0312 224 965
Email: sbgqueries@stanbic.com
Contact: Mr. Grace Semakula

Scheme:

• Money Market Fund,
• Unit Trust Scheme
• Bond Fund Unit Trust Scheme
• Domestic Equity Fund Unit Trust Scheme,
• Regional Equity Fund Unit Trust Scheme

Address
1st Floor, Workers House, 1 Pilkington Road, Kampala, Uganda

Contact
Tel: 0392-177488
Email: uganda@myxeno.com
Contact: Mr. John Muhumuza Kamara

Scheme:

• Balanced Fund Unit Trust Scheme
• Money Market Fund Unit Trust Scheme
• Income Fund Unit Trust Scheme
• Okusevinga Money Market Fund Unit Trust Scheme

Address:

Rwenzori Courts, Ground Floor, Plot 2& 4A, Nakasero Road

Contact:

Tel: 0414232337, 0800300411
Email: iam@icea.co.ug/www.icealion.co.ug
Contact: Mr. Emmanuel Mwaka

Scheme:
• Genafrica Fixed Income Fund Unit Trust Scheme

Address:
6th Floor, Aha Towers, Plot 7, Lourdel Road, Nakasero, Kampala

Contact: 
Tel:0414-252343/ 50 Fax: 0414-253344
Email: uganda@genafrica.com
Contact: Mr. George Mulindwa

Scheme:

• Income Fund Unit Trust Scheme
• Dollar Income Fund Unit Trust Scheme

Address:

Plot 16A Ntinda 11 Road, Naguru, Kampala, Uganda

Contact:

Tel:0205479858
Email: investment@cornerstone.co.ug
Contact: Mr. Simon Mwebaze Kusiima

 

Scheme
Kura Income Fund
Kura Dollar Fund

Address
Ground Floor, Cementers Plaza, 59 Luthuli Avenue, Bugolobi

Contact
Tel:0781888430
Email:info@kuraassetmanagers.com
Contact Person: Mr.Ronald Timothy Kasolo

Investment Advisers (15)

Address:
Plot 26, Golf Course Road-Kololo, Kampala

Contact:
Tel: 0414696297
Email: info@sailglobalcorp.com
Contact: Ronald Kwesiga

Address:
Plot 29-37 Ntinda Road, Kampala, Uganda

Contact Person:
Mr. Francis Muhangi
Tel: 0775731301
Email: francis@treasuryoneinvestment.com

Address:
Office 342, Acacia Mall, 4th Floor, Regus Offices

Contact Person:
Mr. Mandela Nelson
Tel: 0773488765
Email: nelson@innovestglobalwealth.com
Address: Office 342, Acacia Mall, 4th Floor, Regus Offices

Address:
Plot 1B Kira Road Kalamu House ,Kampala, Uganda

Contacts:
Tel: 0414-341523/5
Email: pkfkam@ug.pkfea.com
Contact: Mr. Charles Oguttu

Address:
Plot 5, Speke Road, Kampala, Uganda

Contact:
Tel: 078457292
Email: Uganda.InvestmentAdvisory@sc.com
Contact: Mrs. Kigongo Gorrettie

Address:
5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road Kampala, Uganda

Contact:
Tel: 0414-332700/0800 12 700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:
Bwindi Trust House, Room C1, Plot 1 Kampala. Katalima Crescent, Naguru.

Contact:
Tel: 0414-533261
Email: uganda@theprofingroup.com
Contact: Mr. Eric Duplessis

Address:
Plot 73, Bunyonyi Drive Kiswa Bugoloobi, Kampala, Uganda

Contact:
Tel: 0765972769
Email: support@level.africa
Contact Person: Mr. Abraham Banaddawa

Address:
Ntinda Kalinabiri, Wamala Road, Kampala, Uganda

Contact:
Tel: 0782540805
Email: tabulino@yahoo.co.uk
Contact Person: Mr. Taban Lino Charles

Address:
1st Floor, Legacy House, Plot 38B, Windsor Crescent, Kololo, Kampala, Uganda

Contact:
Tel: 0392159560
Email: info@asigmacapital.com
Contact: Mr. David Nanambi

Address:
5th Floor, Shumuk House, Office SH9 Kampala, Uganda

Contact:
Tel: 0312-314316, 079-1224611
E-mail: matthew@regency-wealth.com
Contact Person: Mr. Matthew Turner

Address:
Plot 24A Hannington Road, Kampala.

Contact:
Tel: 039 3202692
Email: ifc@kskassociates.net
Contact Person: Farouk Kitumba

Address:
2nd Floor, Regency Plaza, Plot 30 Lugogo Bypass, Naguru, Kampala

Contact:
Tel:0772 703444 / +256 786 624855
Email: info@jsamuelrichards.com
Contact Person: Mr. Robert Anthony Katuntu

Address:
7th Floor, Course View Towers, Plot 21, Yusuf Lule Road, Kampala

Contact:
Tel: 0777 747897
Email: waanzilishicapital@gmail.com
Contact Person: Rogito Nyangeri

Address:
Plot 1, Colville Street Communications House, Kampala Uganda

Contact:
Tel: 0312 354400
Email: ug_general@pwc.com
Contact Person: Hilda Kamugisha

Fund Managers (16)

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road, Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:

3rd Floor Kanjokya House Plot 90, Kanjokya Street Kampala, Uganda

Contact:

Tel: 0759-083314
Email: joluka@goldkach.com
Contact: Mr. Julius Oluka

Address:

Rwenzori Courts, Ground Floor, Plot 2&4A, Nakasero Road

Contact:

Tel: 0414232337, 0800300411
Email: iam@icea.co.ug/www.icealion.co.ug
Contact: Mr. Emmanuel Mwaka

Address:

Britam Centre, Plot 24A, Akii-Bua Road, Kampala

Contact:

Tel: +256 312 305 600 / +256 417 702 600
Email: pgakwaya@britam.com
Contact: Ms. Peace Gakwaya

Address:

6th Floor, Aha Towers, Plot 7, Lourdel Road, Nakasero, Kampala

Contact:

Tel: 0 41 4252343/4252350
Email: uganda@genafrica.com
Contact: Mr. George Mulindwa

Address:

Plot 1 Pilkington Road, 7th Floor Workers House, Kampala, Uganda

Contact:

Tel: 0414 -340707/8, 0312-265618
Email: Mubbale.Mugalya@sanlameastafrica.com
Contact: Mr. Dennis Mugalya

Address:

Plot M697, Equata Building 2nd Floor, Lugogo, Kampala

Contact:

Tel: 0312-264983/4
Email: info@pearlcapital.net
Contact: Mr. Edward Isingoma Matsiko

Address:

Ist Floor, Studio House Bandali Rise, Bugolobi, Kampala

Contact:

Tel: 0772 972227
Email: admin@inuacapital.com
Contact: Ms. Kim Kamarebe

Address:

Ground Floor, Crested Towers (Long) 17 Hannington Road, Kampala, Uganda

Contact:

Tel: 0312 224 965
Email: sbgqueries@stanbic.com
Contact: Mr. Grace Semakula

Address:

1st Floor, Workers House, 1 Pilkington Road, Kampala, Uganda

Contact:

Tel: 0392-177488

Email: uganda@myxeno.com
Contact: Mr. John Muhumuza Kamara

Address:

Plot 16A Ntinda 11 Road, Naguru, Kampala, Uganda

Contact:

Tel: 0767936167

Email: investment@cornerstone.co.ug
Contact: Mr. Simon Mwebaze Kusiima

Address:

1st Floor, Legacy House, Plot 38B, Windsor Crescent, Kololo, Kampala, Uganda

Contact:

Tel: 0392159560
Email: info@asigmacapital.com
Contact Person: Mr. David Nanambi

Address

Plots 31A- 35A,37A- 39A, Nile Avenue, Kingdom Kampala.

Contact

Tel: 0782320300
Contact Person: Mr. Joshua Chege Wamucii
Email: Joshua.Chege@imbank.co.ke

Address

Ground Floor, Cementers Plaza,59 Luthuli Avenue, Bugolobi

Contact

Tel: 0781888430
Email: info@kuraassetmanagers.com
Contact Person: Mr. Ronald Timothy Kasolo

Address

Plot 2,Lugard Road, Nakasero Hill ,Kampala

Contact

Tel:0777686882
Email: agathaninsiima@gmail.com
Contact Person: Ms. Ninsiima Agatha

 

 

Address

Plot 30,Lugogo Bypass-Regency Plaza

Contact

Tel: 0200911875
Email: Invest@Alphaeastafrica.Com
Contact Person: Mr. Robert Anthony Katuntu

Custodians (7)

Address:
7th Floor, Commercial Plaza, Plot 7 Kampala Road, Kampala, Uganda

Contact:
Tel: 0417-118336, 0417-118280
Email: snyerwanire@ug.kcbgroup.com
Contact: Ms. Sheila Nyerwanire

Address:
4th Floor, Crested Towers (Long) Plot 17, Hannington Road, Kampala,

Contact:
Tel: 031 2224600
Email: spl@stanbic.com
Contact Person: Mr. Andrew Omiel

Address:
Plot 5, Speke Road, Kampala, Uganda

Contact:
Tel: 0773528722
Email: Uganda.Fundservices@sc.com;
Contact: Ms. Roseline Ochola

Address:
Plot 4, Wampewo Avenue Kampala, Uganda

Contact:
Tel: 0417-803000
Email: andawula@housingfinance.co.ug
Contact: Ms. Angela Ndawula

Address:
Plot 2, Hannington Road, Kampala, Uganda

Contact:
Tel: 0775110211
Email: PAUL.ODONG@absa.africa
Contact Person: Paul Odong

Address
Plot 44/46, Kampala Road, Plot 2, Burton Street

Contact
Tel: 0800200555
Contact Person: Ms. Pauline Kansiime
Email: info@centenarybank.co.ug

Address
Plot 34, Church House, Kampala Road

Contact
Tel: 0774119711
Email: Paul.Katongole@equitybank.co.ug
Contact Person: Mr. Paul Katongole

Dealers (13)

Address:

First Floor, North Wing, Plot 19 Lumumba Avenue, RUMEE Tower, Kampala

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact: Mr. Robert Baldwin

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road, Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact Person: Mr. Zacchaeus James Kiseesi

Address:

Plot 78, First Floor, Media Plaza, Kira Road, Kampala, Uganda

Contact:

Tel: 0780 142375/774 997424
Email: info@bikcapital.com
Contact: Mr. Bakkabulindi Joseph

Address:

Rwenzori House, Kampala, Uganda

Contact:

Tel: 0414-233050
Email: uganda@dyerandblair.com
Contact: Ms. Esther Kakiiza

Address:

Plot 5, Speke Road, Kampala, Uganda

Contact:

Tel: 0313-294257
Email: FinancialMarketsUganda@sc.com;
Contact: Oscar Muwanga

Address:

Plot 2, Hannington Road, Kampala, Uganda

Contact:

Tel: 0417122200
Email: Absa.Uganda@absa.africa
Contact Person: Peter Mboowa Thaddeus

Address:

Plot 44/46, Kampala Road, Plot 2, Burton Street

Contact

Tel: 0800200555
Contact Person: Mr. Anthony Pascal Ssengooba
Email: info@centenarybank.co.ug

Address

Plot 26, Kyadondo road

Contact

  1. Tel: 0312300332/0312 300 320
    Contact Person: Maureen Mbabazi Katwebaze
    Email: MKatwebaze@dfcugroup.com

Address

Plot 4, Wampewo Avenue, Kololo

Contact

Tel: 0414341429/ 4236676
Contact Person: Ogenrwoth Leonard
Email: Leonard.Ogen@housingfinance.co.ug

 

 

Address

Crested Towers - Short Tower1, Plot 7, Hannington Road Kampala,

Contact

Tel:03102224600
Contact Person: Mr. Paul Bitature Muganwa
Email: CCCUG@stanbic.com

 

Address

Plot 3347, Bukoto- Kisaasi Road

Contact

Tel: 0776989273
Contact Person: Ms. Justine Ariho Mugenyi
Email: justine@agapewealthmanagementsolutions.com

 

Address

Centre Court Plot 4, Ternan Avenue

Contact

Tel: 0414305549
Contact Person: Mr. David Kamugisha
Email: david.kamugisha@citi.com

Address

Plot 34, Church House, Kampala Road

Contact 

Tel: 0774119711
Email: Paul.Katongole@equitybank.co.ug
Contact Person: Mr. Paul Katongole

Transaction Advisers (3)

Address:

First Floor, North Wing, Plot 19 Lumumba Avenue, RUMEE Tower, Kampala

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact Person: Mr. Robert Baldwin

Address:

Plot 2, Hannington Road, Kampala, Uganda

Contact:

Tel: 0775110211
Email: PAUL.ODONG@absa.africa
Contact Person: Paul Odong

Address:

Rwenzori House, Kampala, Uganda

Contact:

Tel: 0414-233050
Email: uganda@dyerandblair.com
Contact Person: Ms. Esther Kakiiza

Authorized Registrars (3)

Address:

4th Floor, DTB Centre, Kampala, Uganda

Contact:

Tel: 0757-072773
Email: shareholder@candrgroup.co.ug
Contact: Ms. Mary Ndia

Address:

1st Floor, Jubilee Insurance Centre Plot 14, Parliament Avenue

Contact:

Tel: 0762260804
Email: info@image.co.ke
Contact: Ms. Precious Aheirwe

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Bob Musinguzi

Stock Exchanges(2)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Address:

Plot 1 Mackenzie Close, Kololo, Kampala

Contact:

Tel: 0790-536781, 0312-209600
Email: info@altxafrica.com
Contact: Mr. Joseph Kitamirike

Commodities Exchange (1)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Venture Capital Fund(2)

Address:

2nd Floor, Studio House, Bandali Rise Bugolobi, Kampala

Contact:

Tel: 0772 972227
Email: admin@inuacapital.com
Contact: Ms. Kim Kamarebe

Address

Plot M697, Equata Building 2nd Floor, Lugogo, Kampala

Contact

Contact Person: Mr. Edward Isingoma Matsiko
Tel: 0312-264983/4
Email: edward.matsiko@pearlcapital.net

Self-Regulatory Organization (1)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Recognized Schemes (2)

Address:

Plot 2-4, Rue Eugene Ruppert, L-2453, Luxembourg
Representative: Standard Chartered Bank Uganda Limited’s Address;
Plot 5, Speke Road, Kampala, Uganda

Contact:

Representative: Standard Chartered Bank Uganda Limited
Tel: 0313-294269, 0313294100
Email: ug.service@sc.com
Contact: Mr. Stanley Katwaza

Commodities Broker (1)

Address:

First Floor, North Wing, Plot 19 Lumumba Avenue, RUMEE Tower, Kampala

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact Person: Mr. Robert Baldwin

Credit Rating Agency (1)

Address:

Jumbo Plaza, 1st Floor, Parliament Avenue, Kampala, Uganda

Contact:

Tel: 0703107233
Email: jeremiah@icrallc.com
Contact Person: Jeremiah Karugaba