Licensed Firms

LIST OF APPROVED PERSONS AS AT 31 MAY 2025

The Capital Markets Authority (CMA) was established by an Act of Parliament, The Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statutory body with the primary responsibility of promoting and facilitating the development of an orderly, fair, and efficient capital markets industry in Uganda. In line with its statutory obligations, the Authority hereby publishes a list of persons approved to conduct securities business in Uganda.

Authorized Corporate Director (1)

Open Ended Investment Company (1)

Trustees (2)

Address:

Plot 5, Speke Road Kampala, Uganda

Contact:

Tel: 0313-294269, 0313294100

Email: Uganda.Fundservices@sc.com

Contact Person: Ms. Roseline Ochola

Address:

7th Floor, Commercial Plaza Plot 7, Kampala Road, Kampala, Uganda

Contact:

Tel: 0417-118336, 0417-118280

Email: snyerwanire@ug.kcbgroup.com

Contact: Ms. Sheila Nyerwanire

Securities Central Depositories (2)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Address:

Plot 1 Mackenzie Close, Kololo, Kampala

Contact:

Tel: 0790-536781, 0312-209600
Email: info@altxafrica.com
Contact: Mr. Joseph Kitamirike

Stock Brokers (6)

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road, Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:

Rwenzori House, Kampala, Uganda

Contact:

Tel: 0414-233050
Email: uganda@dyerandblair.com
Contact: Ms. Esther Kakiiza

Address:

Ground Floor, Crested Towers (Long) 17 Hannington Road, Kampala, Uganda

Contact:

Tel: 0312-224600, 0312-224985
Email: sbgqueries@stanbic.com
Contact: Mr. Grace Semakula

Address:

Plot 6A, 7th Street Industrial Area, 1st Floor, SMS House, Kampala, Uganda

Contact:

Tel: 0200-935935
Email: uganda@chippercash.com
Contact: Mr. Dan Tumuramye

Address:

1st Floor Impala House, Plot 13/15 Kimathi Avenue, Kampala, Uganda

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact: Mr. Robert Baldwin

Address:

Plot 78, First Floor, Media Plaza, Kira Road, Kampala, Uganda

Contact:

Tel: 0780 142375/774 997424
Email: info@bikcapital.com
Contact: Mr. Bakkabulindi Joseph

Unit Trust Managers (8) and their Respective Schemes

Schemes:

• Balanced Fund Unit Trust Scheme
• Money Market Fund Unit Trust Scheme
• Umbrella Fund Unit Trust Scheme
• Dollar Fund Unit Trust Scheme

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:

7th Floor, Commercial Plaza Plot 7, Kampala Road, Kampala, Uganda

Contact:

Tel: 0417-118336, 0417-118280

Email: snyerwanire@ug.kcbgroup.com

Contact: Ms. Sheila Nyerwanire

Scheme:

  • • Equity Fund Unit Trust Scheme
    • Umbrella Fund Unit Trust Scheme
    • Money Market Fund Unit Trust Scheme
    • Fixed Income Money Market Fund Unit Trust Scheme
    • Fixed Income Money Market Fund Unit Trust Scheme (USD)

Address:

Britam Centre, Plot 24A, Akii-Bua Road, Kampala

Contact:

Tel: 0417-702600, 0312 305 600
Email: info@britam.com
Contact: Mr. Ronald Kasolo

Scheme:

• Umbrella Fund Unit Trust Scheme

Address:

1 Pilkington Road, 7th Floor Workers House, Kampala, Uganda

Contact: 

Tel: 0414 -340707/8, 0312-265618
Email: Mubbale.Mugalya@sanlameastafrica.com
Contact: Mr. Dennis Mugalya

 

Scheme

• Umbrella Fund Unit Trust Scheme

Address:

Ground Floor, Crested Towers (Long) 17 Hannington Road, Kampala, Uganda

Contact:

Tel: 0312-224600, 0312-224985
Email: sbgqueries@stanbic.com
Contact: Mr. Grace Semakula

 

Scheme:

• Money Market Fund,
• Unit Trust Scheme
• Bond Fund Unit Trust Scheme
• Domestic Equity Fund Unit Trust Scheme,
• Regional Equity Fund Unit Trust Scheme

Address:

1st Floor, Workers House, 1 Pilkington Road, Kampala, Uganda

Contact:

Tel: 0392-177488, 0772-842100
Email: uganda@myxeno.com
Contact: Mr. Aeko Ongodia

 

Scheme:

• Balanced Fund Unit Trust Scheme
• Money Market Fund Unit Trust Scheme
• Income Fund Unit Trust Scheme
• Okusevinga Money Market Fund Unit Trust Scheme

Address:

Rwenzori Courts, Kampala, Uganda

Contact:

Tel: 0414-347535, 0414-232337
Email: icea@africaonline.co.ug
Contact: Mr. Emmanuel Mwaka

Scheme:

• Genafrica Fixed Income Fund Unit Trust Scheme

Address:

6th Floor, Aha Towers, Plot 7, Lourdel Road, Nakasero, Kampala

Contact: 

Tel:0414-252343/ 50 Fax: 0414-253344
Email: uganda@genafrica.com
Contact: Mr. George Mulindwa

Scheme:

• Income Fund Unit Trust Scheme
• Dollar Income Fund Unit Trust Scheme

Address:

Plot 16A Ntinda 11 Road, Naguru, Kampala, Uganda

Contact:

Tel:0704552554
Email: kusiima.mwebaze@gmail.com
Contact: Mr. Simon Mwebaze Kusiima

 

Investment Advisers (15)

Address:

Royal Palms, Butabiika, Luzira, Nakawa

Contact:

Tel: 0775098781
Email: onguraj@amioo.com
Contact: Mr. Joram Ongura

Address:

Plot 203-Kirabo Complex, Bukoto-Kisasi Road, Kampala, Uganda

Conatct:

Tel: +256-752711660
Email: jatin@blue-solitaire.com
Contact: Mr. Jatin B. K. Ghughu

Address:

Plot 1B Kira Road Kalamu House ,Kampala, Uganda

Contacts:

Tel: 0414-341523/5
Email: pkfkam@ug.pkfea.com
Contact: Mr. Innocent Dennis Dankaine

Address:

Plot 5, Speke Road, Kampala, Uganda

Contact:

Tel: 0313-294269, 0313294100
Email: ug.service@sc.com
Contact: Mr. Stanley Katwaza

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:

Bwindi Trust House, Room C1, Plot 1 Kampala. Katalima Crescent, Naguru.

Contact:

Tel: 0414-533261
Email: uganda@theprofingroup.com
Contact: Mr. Eric Duplessis

Address:

Plot 73, Bunyonyi Drive Kiswa Bugoloobi, Kampala, Uganda

Contact:

Tel: 0765972769
Email: support@level.africa
Contact: Mr. Abraham Banaddawa

Address:

Ntinda Kalinabiri, Wamala Road, Kampala, Uganda

Contact:

Tel: 0782540805
Email: tabulino@yahoo.co.uk
Contact: Mr. Taban Lino Charles

Address:

1st Floor, Legacy House, Plot 38B, Windsor Crescent, Kololo, Kampala, Uganda

Contact:

Tel: 0392159560
Email: info@asigmacapital.com
Contact: Mr. David Nanambi

Address:

5th Floor, Shumuk House, Office SH9 Kampala, Uganda

Contact:

Tel: 0312-314316, 079-1224611
E-mail: matthew@regency-wealth.com
Contact: Mr. Matthew Turner

Address:

Plot 24A Hannington Road, Kampala.

Contact:

Tel: 039 3202692
Email: ifc@kskassociates.net
Contact: Farouk Kitumba

Address:

2nd Floor, Regency Plaza, Plot 30 Lugogo Bypass, Naguru, Kampala

Contact:

Tel:0772 703444 / +256 786 624855
Email: info@jsamuelrichards.com
Contact: Mr. Robert Anthony Katuntu

Address:

7th Floor, Course View Towers, Plot 21, Yusuf Lule Road, Kampala

Contact:

Tel: 0777 747897
Email: waanzilishicapital@gmail.com
Contact: Rogito Nyangeri

Address:

Plot 1, Colville Street Communications House, Kampala Uganda

Contact:

Tel: 0312 354400
Email: ug_general@pwc.com
Contact: Hilda Kamugisha

Fund Managers (12)

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road, Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zaccheus James Kiseesi

Address:

3rd Floor Kanjokya House Plot 90, Kanjokya Street Kampala, Uganda

Contact:

Tel: 0759-083314
Email: joluka@goldkach.com
Contact: Mr. Julius Oluka

Address:

3rd Floor Kanjokya House Plot 90, Kanjokya Street Kampala, Uganda

Contact:

Tel: 0759-083314
Email: joluka@goldkach.com
Contact: Mr. Julius Oluka

Address:

Rwenzori Courts, Kampala, Uganda

Contact:

Tel: 0414-347535, 0414-232337
Email: icea@africaonline.co.ug
Contact: Mr. Emmanuel Mwaka

Address:

Britam Centre, Plot 24A, Akii-Bua Road, Kampala

Contact:

Tel: 0417-702600, 0312 305 600
Email: info@britam.com
Contact: Mr. Ronald Kasolo

Address:

6th Floor, Aha Towers Plot 7, Lourdel Road, Nakasero, Kampala

Contact:

Tel: 0 41 4252343/4252350
Email: uganda@genafrica.com
Contact: Mr. George Mulindwa

Address:

Plot 1 Pilkington Road, 7th Floor Workers House, Kampala, Uganda

Contact:

Tel: 0414 -340707/8, 0312-265618
Email: Mubbale.Mugalya@sanlameastafrica.com
Contact: Mr. Dennis Mugalya

Address:

Plot M697, Equata Building 2nd Floor, Lugogo, Kampala

Contact:

Tel: 0312-264983/4
Email: info@pearlcapital.net
Contact: Mr. Edward Isingoma Matsiko

Address:

2nd Floor, Studio House Bandali Rise, Bugolobi, Kampala

Contact:

Tel: 0772 972227
Email: admin@inuacapital.com
Contact: Ms. Kim Kamarebe

Address:

Ground Floor, Crested Towers (Long) 17 Hannington Road, Kampala, Uganda

Contact:

Tel: 0312-224600, 0312-224985
Email: sbgqueries@stanbic.com
Contact: Mr. Grace Semakula

Address:

1st Floor, Workers House, 1 Pilkington Road, Kampala, Uganda

Contact:

Tel: 0392-177488, 0772-842100
Email: uganda@myxeno.com
Contact: Mr. John Muhumuza Kamara

Address:

Plot 16A Ntinda 11 Road, Naguru, Kampala, Uganda

Contact:

Tel:0704552554
Email: kusiima.mwebaze@gmail.com
Contact: Mr. Simon Mwebaze Kusiima

Address:

1st Floor, Legacy House, Plot 38B, Windsor Crescent, Kololo, Kampala, Uganda

Contact:

Tel: 0392159560
Email: info@asigmacapital.com
Contact: Mr. David Nanambi

Custodians (5)

Address:

7th Floor, Commercial Plaza Plot 7, Kampala Road, Kampala, Uganda

Contact:

Tel: 0417-118336, 0417-118280

Email: snyerwanire@ug.kcbgroup.com

Contact: Ms. Sheila Nyerwanire

Address:

4th Floor, Crested Towers (Long) Plot 17, Hannington Road, Kampala,

Contact:

Tel: 031 2224600
Email: spl@stanbic.com
Contact: Mr. Andrew Omiel

Address:

Plot 5, Speke Road, Kampala, Uganda

Contact:

Tel: 0313-294269, 0313294100
Email: ug.securities-services@sc.com;
Contact: Ms. Roseline Ochola

Address:

Plot 4, Wampewo Avenue Kampala, Uganda

Contact:

Tel: 0417-803000
Email: andawula@housingfinance.co.ug
Contact: Ms. Angela Ndawula

Address:

Plot 2, Hannington Road, Kampala, Uganda

Contact:

Tel: 0775110211
Email: PAUL.ODONG@absa.africa
Contact: Paul Odong

Dealers (5)

Address:

1st Floor Impala House, Plot 13/15 Kimathi Avenue, Kampala, Uganda

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact: Mr. Robert Baldwin

Address:

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road, Kampala, Uganda

Contact:

Tel: 0414-332700
Email: Zkisesi@uap-group.com
Contact: Mr. Zacchaeus James Kiseesi

Address:

Plot 78, First Floor, Media Plaza, Kira Road, Kampala, Uganda

Contact:

Tel: 0780 142375/774 997424
Email: info@bikcapital.com
Contact: Mr. Bakkabulindi Joseph

Address:

Rwenzori House, Kampala, Uganda

Contact:

Tel: 0414-233050
Email: uganda@dyerandblair.com
Contact: Ms. Esther Kakiiza

Address:

Plot 5, Speke Road, Kampala, Uganda

Contact:

Tel: 0313-294257
Email: FinancialMarketsUganda@sc.com;
Contact: Oscar Muwanga

Transaction Advisers (4)

Address:

2nd Floor, Regency Plaza, Plot 30 Lugogo Bypass, Naguru, Kampala

Contact:

Tel:0772 703444 / +256 786 624855
Email: info@jsamuelrichards.com
Contact: Mr. Robert Anthony Katuntu

Address:

1st Floor Impala House, Plot 13/15 Kimathi Avenue, Kampala, Uganda

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact: Mr. Robert Baldwin

Address:

Plot 2, Hannington Road, Kampala, Uganda

Contact:

Tel: 0775110211
Email: PAUL.ODONG@absa.africa
Contact: Paul Odong

Address:

Rwenzori House, Kampala, Uganda

Contact:

Tel: 0414-233050
Email: uganda@dyerandblair.com
Contact: Ms. Esther Kakiiza

Authorized Registrars (4)

Address:

3rd Floor, Rwenzori House, Plot 1 Lumumba Avenue, Kampala, Uganda

Contact:

Tel: 0417-701000
Email: admin@deloitte.co.ug
Contact: Mr. Norbert Kagoro

Address:

4th Floor, DTB Centre, Kampala, Uganda

Contact:

Tel: 0757-072773
Email: shareholder@candrgroup.co.ug
Contact: Ms. Mary Ndia

Address:

1st Floor, Jubilee Insurance Centre Plot 14, Parliament Avenue

Contact:

Tel: 0762260804
Email: info@image.co.ke
Contact: Ms. Precious Aheirwe

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Bob Musinguzi

Stock Exchanges

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Address:

Plot 1 Mackenzie Close, Kololo, Kampala

Contact:

Tel: 0790-536781, 0312-209600
Email: info@altxafrica.com
Contact: Mr. Joseph Kitamirike

Commodities Exchange (1)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Venture Capital Fund

Address:

2nd Floor, Studio House, Bandali Rise Bugolobi, Kampala

Contact:

Tel: 0772 972227
Email: admin@inuacapital.com
Contact: Ms. Kim Kamarebe

Self-Regulatory Organization (1)

Address:

4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road, Kampala

Contact:

Tel: 0414-332824
Email: info@use.or.ug
Contact: Mr. Paul Bwiso

Recognized Schemes (2)

Address:

Plot 2-4, Rue Eugene Ruppert, L-2453, Luxembourg
Representative: Standard Chartered Bank Uganda Limited’s Address;
Plot 5, Speke Road, Kampala, Uganda

Contact:

Representative: Standard Chartered Bank Uganda Limited
Tel: 0313-294269, 0313294100
Email: ug.service@sc.com
Contact: Mr. Stanley Katwaza

Commodities Broker (1)

Address:

1st Floor Impala House, Plot 13/15 Kimathi Avenue, Kampala, Uganda

Contact:

Tel: 0414-230900
Email: info@crestedcapital.com
Contact: Mr. Robert Baldwin