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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 35
pdf PRIVATE EQUITY BRIEF 630 KB 30
pdf Ponzi Schemes Paper. 127 KB 565
pdf Licensing of Trustees (Estate Planning) 111 KB 568
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 8875
pdf Making Capital Markets Work for SME's in Africa 631 KB 1457
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 1001
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1097
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 928
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 1534
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1038
pdf Banks as a distribution channel for CISs 703 KB 484
pdf Bond Market Forum Proposal 688 KB 2797
pdf Cash settlement using Central Bank Money 867 KB 1247
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 1034
pdf Frontier Market Status 1,013 KB 1032
pdf Mandatory listing of Tier 1 banks 815 KB 2617
pdf Paper on Profit Warnings 763 KB 956
pdf Trading of Government Securities on the Exchange 791 KB 5454
pdf SHORT SELLING 694 KB 1397
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 4801
pdf Note on Listing of Telecos 761 KB 1293
pdf Note on Regulatory Philosophy Principles 757 KB 789
pdf Research Note on Closed Ended CIS 817 KB 950
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 390

Latest News

  • Careers at Capital Markets Authority
    June 10, 2025
  • Uganda’s collective investment scheme assets cross Ugx 1 trillion
    November 26, 2024
  • Statement On Misleading Social Media Articles
    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024
  • Capitalize On Governance To Access Patient Capital
    June 19, 2024

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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