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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 1572
pdf PRIVATE EQUITY BRIEF 630 KB 647
pdf Ponzi Schemes Paper. 127 KB 1471
pdf Licensing of Trustees (Estate Planning) 111 KB 3578
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 11279
pdf Making Capital Markets Work for SME's in Africa 631 KB 2098
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 1385
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1607
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 1243
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 2365
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1405
pdf Banks as a distribution channel for CISs 703 KB 1233
pdf Bond Market Forum Proposal 688 KB 3372
pdf Cash settlement using Central Bank Money 867 KB 2352
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 1744
pdf Frontier Market Status 1,013 KB 4754
pdf Mandatory listing of Tier 1 banks 815 KB 7720
pdf Paper on Profit Warnings 763 KB 1380
pdf Trading of Government Securities on the Exchange 791 KB 9481
pdf SHORT SELLING 694 KB 2366
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 7272
pdf Note on Listing of Telecos 761 KB 1896
pdf Note on Regulatory Philosophy Principles 757 KB 1283
pdf Research Note on Closed Ended CIS 817 KB 2860
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 741

Latest News

  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026
  • CMA Hosts Capital Markets Intermediaries Forum 2026 to Strengthen Compliance and Resilient Capital Markets Industry.
    May 13, 2026
  • CMA Advances Real Estate Investment Trusts (REITs) Through Stakeholder Engagement.
    April 21, 2026
  • Capital Markets Authority Uganda Participates in Financial Literacy Town Hall Engagement in Masindi
    April 17, 2026
  • Leveraging Professional Certification for a Stronger Capital Markets Industry.
    April 10, 2026
  • Capital Markets Authority Launches 30-Year Anniversary Celebrations
    March 30, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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