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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 3053
pdf PRIVATE EQUITY BRIEF 630 KB 1034
pdf Ponzi Schemes Paper. 127 KB 3233
pdf Licensing of Trustees (Estate Planning) 111 KB 4555
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 12567
pdf Making Capital Markets Work for SME's in Africa 631 KB 2561
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 1630
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1964
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 1462
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 2899
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1704
pdf Banks as a distribution channel for CISs 703 KB 1649
pdf Bond Market Forum Proposal 688 KB 3758
pdf Cash settlement using Central Bank Money 867 KB 2860
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 2046
pdf Frontier Market Status 1,013 KB 8605
pdf Mandatory listing of Tier 1 banks 815 KB 11553
pdf Paper on Profit Warnings 763 KB 1724
pdf Trading of Government Securities on the Exchange 791 KB 11573
pdf SHORT SELLING 694 KB 2888
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 8270
pdf Note on Listing of Telecos 761 KB 2191
pdf Note on Regulatory Philosophy Principles 757 KB 1503
pdf Research Note on Closed Ended CIS 817 KB 3710
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 947

Latest News

  • LESSONS FOR UGANDAN SAVERS FROM THE FINANCIAL PERFORMANCE OF THE NATIONAL SOCIAL SECURITY FUND
    October 16, 2026
  • CAPITAL MARKETS AUTHORITY APPROVES OFFER OF DANGOTE PETROLEUM REFINERY AND PETROCHEMICALS FZE INITIAL PUBLIC OFFERING IN UGANDA
    October 5, 2026
  • If It Sounds Too Good to Be True, It Probably Is: Understanding Investment Fraud
    September 3, 2026
  • CMA MARKS 30 YEARS OF BUILDING UGANDA’S CAPITAL MARKETS
    September 1, 2026
  • Taking Stock of the Achievements in Regional Capital Markets in the East Africa Community.
    August 21, 2026
  • Capital Markets: Unlocking Uganda’s Long-Term Financing Potential for Sustainable Economic Transformation
    July 15, 2026

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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