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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 5
pdf PRIVATE EQUITY BRIEF 630 KB 5
pdf Ponzi Schemes Paper. 127 KB 542
pdf Licensing of Trustees (Estate Planning) 111 KB 548
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 8854
pdf Making Capital Markets Work for SME's in Africa 631 KB 1432
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 979
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1076
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 907
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 1517
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1022
pdf Banks as a distribution channel for CISs 703 KB 459
pdf Bond Market Forum Proposal 688 KB 2778
pdf Cash settlement using Central Bank Money 867 KB 1233
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 1015
pdf Frontier Market Status 1,013 KB 1018
pdf Mandatory listing of Tier 1 banks 815 KB 2600
pdf Paper on Profit Warnings 763 KB 940
pdf Trading of Government Securities on the Exchange 791 KB 5433
pdf SHORT SELLING 694 KB 1381
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 4777
pdf Note on Listing of Telecos 761 KB 1277
pdf Note on Regulatory Philosophy Principles 757 KB 770
pdf Research Note on Closed Ended CIS 817 KB 930
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 370

Latest News

  • Uganda’s collective investment scheme assets cross Ugx 1 trillion
    November 26, 2024
  • Statement On Misleading Social Media Articles
    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024
  • Capitalize On Governance To Access Patient Capital
    June 19, 2024
  • Capital Raising Options For Businesses
    April 25, 2024

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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