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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 2917
pdf PRIVATE EQUITY BRIEF 630 KB 928
pdf Ponzi Schemes Paper. 127 KB 3114
pdf Licensing of Trustees (Estate Planning) 111 KB 4357
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 12303
pdf Making Capital Markets Work for SME's in Africa 631 KB 2416
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 1535
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1849
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 1378
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 2706
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1610
pdf Banks as a distribution channel for CISs 703 KB 1521
pdf Bond Market Forum Proposal 688 KB 3634
pdf Cash settlement using Central Bank Money 867 KB 2712
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 1942
pdf Frontier Market Status 1,013 KB 8341
pdf Mandatory listing of Tier 1 banks 815 KB 10973
pdf Paper on Profit Warnings 763 KB 1601
pdf Trading of Government Securities on the Exchange 791 KB 11237
pdf SHORT SELLING 694 KB 2747
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 8070
pdf Note on Listing of Telecos 761 KB 2091
pdf Note on Regulatory Philosophy Principles 757 KB 1427
pdf Research Note on Closed Ended CIS 817 KB 3539
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 859

Latest News

  • If It Sounds Too Good to Be True, It Probably Is: Understanding Investment Fraud
    September 3, 2026
  • CMA MARKS 30 YEARS OF BUILDING UGANDA’S CAPITAL MARKETS
    September 1, 2026
  • Taking Stock of the Achievements in Regional Capital Markets in the East Africa Community.
    August 21, 2026
  • Capital Markets: Unlocking Uganda’s Long-Term Financing Potential for Sustainable Economic Transformation
    July 15, 2026
  • Beyond Coffee and Gold: How Capital Markets Can Power Uganda’s Export Revolution
    July 6, 2026
  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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