Regulatory Notice on Compliance with Corp Governance Regulations
|
217 KB |
528 |
|
REGULATORY NOTICE NO.1 OF 2026
|
624 KB |
971 |
|
REGULATORY NOTICE NO.2 OF 2026
|
450 KB |
706 |
|
CMA Regulatory Notice 1 of 2025
|
560 KB |
434 |
|
Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act
|
421 KB |
3529 |
|
Revocation of Broker/Dealer License for First Renaissance Securities Limited
|
82 KB |
1752 |
|
Dealing in Securities by Insiders
|
240 KB |
3854 |
|
East African Regional Initial Public Offering - Investor Alert
|
76 KB |
1625 |
|
Revocation of Investment Advisor License for Bullion Capital Limited
|
64 KB |
1390 |
|
Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended
|
176 KB |
3893 |
|
Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period
|
209 KB |
3610 |
|
Net Capital Standard Reports
|
29 KB |
3156 |
|
Enforcement Action against Fidelity Capital Management
|
76 KB |
5158 |
|
Participation in the Inaugural Corporate Governance Awards
|
220 KB |
1160 |
|
Change of Reporting Templates for Fund Managers
|
222 KB |
1799 |
|
Offer of Exceptional Securities to the Public
|
58 KB |
1609 |
|
Revocation of Regulatory Notice No. 1 of 2015
|
203 KB |
1450 |
