Capital Markets Authority Capital Markets Authority
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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Regulatory Notices

Downloads

File File size Downloads
pdf Regulatory Notice on Compliance with Corp Governance Regulations 217 KB 689
pdf REGULATORY NOTICE NO.1 OF 2026 624 KB 1160
pdf REGULATORY NOTICE NO.2 OF 2026 450 KB 885
pdf CMA Regulatory Notice 1 of 2025 560 KB 564
pdf Market Certification & Competency Standards Pursuant to Section 35 (2) of the CMA Act 421 KB 3655
pdf Revocation of Broker/Dealer License for First Renaissance Securities Limited 82 KB 1858
pdf Dealing in Securities by Insiders 240 KB 4026
pdf East African Regional Initial Public Offering - Investor Alert 76 KB 1725
pdf Revocation of Investment Advisor License for Bullion Capital Limited 64 KB 1485
pdf Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended 176 KB 4084
pdf Conduct of Annual or Extraordinary General Meetings for Intermediaries in the Capital Markets Industry during the Corona Virus Disease 2019 (CORVID - 19) Period 209 KB 3783
pdf Net Capital Standard Reports 29 KB 3251
pdf Enforcement Action against Fidelity Capital Management 76 KB 5322
pdf Participation in the Inaugural Corporate Governance Awards 220 KB 1252
pdf Change of Reporting Templates for Fund Managers 222 KB 1902
pdf Offer of Exceptional Securities to the Public 58 KB 1710
pdf Revocation of Regulatory Notice No. 1 of 2015 203 KB 1550

Latest News

  • LESSONS FOR UGANDAN SAVERS FROM THE FINANCIAL PERFORMANCE OF THE NATIONAL SOCIAL SECURITY FUND
    October 16, 2026
  • CAPITAL MARKETS AUTHORITY APPROVES OFFER OF DANGOTE PETROLEUM REFINERY AND PETROCHEMICALS FZE INITIAL PUBLIC OFFERING IN UGANDA
    October 5, 2026
  • If It Sounds Too Good to Be True, It Probably Is: Understanding Investment Fraud
    September 3, 2026
  • CMA MARKS 30 YEARS OF BUILDING UGANDA’S CAPITAL MARKETS
    September 1, 2026
  • Taking Stock of the Achievements in Regional Capital Markets in the East Africa Community.
    August 21, 2026
  • Capital Markets: Unlocking Uganda’s Long-Term Financing Potential for Sustainable Economic Transformation
    July 15, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
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