Capital Markets Authority Capital Markets Authority
  • +256-414-342788/91
            +256-312-264950/1
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports
Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

Administrative Sanctions

Downloads

File File size Downloads
pdf Altx East Africa Limited 45 KB 7
pdf Brec Youth Empowerment Africa Limited Alias Youth Platform Africa 44 KB 5
pdf Build Net 25 KB 6
pdf Capital Chicken Limited 26 KB 8
pdf EPR Capital Limited 42 KB 5
pdf Housing Finance Bank Uganda Limited 27 KB 10
pdf Mall Fund 23 KB 5
pdf Standard Chartered Bank Uganda Limited 46 KB 7
pdf Veta Plan Chicken 45 KB 7
pdf Xeno Investment Management Limited 43 KB 8

Latest News

  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025
  • Uganda’s collective investment scheme assets cross Ugx 1 trillion
    November 26, 2024
  • Statement On Misleading Social Media Articles
    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

More About us

MEDIA CENTRE

  • Press Releases
  • Market Commentary

USEFUL LINKS

  • Careers
  • Procurement
  • Licensed Firms
  • Regulations
  • Guidlines
  • CMA Strategic Plan
  • Investor Rights

GET IN TOUCH

Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
© 2025 Capital Market's Authority | All Rights Reserved
  • Careers
  • Procurement
  • Contact Us