Capital Markets Authority Capital Markets Authority
  • +256-414-342788/91
            +256-312-264950/1
            Toll Free: 0800100031
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox
Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • CMA Licensed & Approved Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Soundness Indicators Report
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Blog

  • Home
  • Blog
May 21, 2020

Ponzi Schemes and Scam Activities During and Post COVID-19

As the world grapples with the fight against the deadly COVID-19 pandemic which has not only claimed lives and affected human livelihood, but also ravaged economies, the Capital Markets Authority (CMA) continues to stand..

Read more
May 4, 2020

Licensing – A Core Regulatory Function in the Capital Markets

But why license, or why do we need to renew licenses regularly? Generally, regulators are obliged to protect consumers (or investors in the case of capital markets) from possible market abuses.

Read more
April 3, 2020

Stakeholder Advisory in View of the COVID-19 Pandemic

As you are aware, the outbreak of the COVID-19 (Corona Virus) epidemic has continued to disrupt doing business even in the financial markets worldwide. H. E the President has issued directives to supplement the Ministry of Health.

Read more
March 20, 2020

CMA Assures Stakeholders of Business Continuity despite the COVID 19 Scare

Following the guidance by the Ministry of Health and directives issued by H. E the President on the COVID 19 pandemic (Corona virus),

Read more
March 4, 2020

CMA to Appeal High Court Ruling in Tolea Case

The Civil Division of the High Court has ruled that the Capital Markets Authority (CMA) should, among others, re-evaluate the application by Tolea Securities Limited (TSL) to issue Exchange Traded Funds

Read more
February 11, 2020

Alternative Sources of Financing: Why Family Owned Businesses in Uganda Should Embrace Private Equity

Family owned businesses are an important feature in Uganda’s economic landscape,dominating sectors…

Read more
December 19, 2019

Capital Markets – a Source of Patient Capital for Business Expansion and Debt Refinancing

I have said at various fora that there is a lot more capital looking for investments across the world, relative to the pipeline

Read more
September 16, 2019

CMA commences first round of inspections for FY 2019/20

The Capital Markets Authority (CMA) has embarked on the first round of inspections of licensed intermediaries for the financial year 2019/20. During this round, the Authority will be inspecting fund managers,

Read more
August 22, 2019

Public Notice: APPROVAL TO OPERATE A COMMODITIES EXCHANGE

Capital Markets Authority (CMA) has learnt through media reports that there are persons who purportedly launched a commodities exchange to trade “precious metals” in Uganda.

Read more
July 25, 2019

CMA, Police strengthen partnership to fight capital markets offences

More than 300 officers from the Criminal Investigations Department (CID) of the Uganda Police Force will be undertaking training this financial year on various aspects within the capital markets, in a bid to enable them

Read more
  • 1
  • 2
  • 3
  • 4
  • 5
  • 6

Latest News

  • CMA at 30: Three CEOs, One Institution, and a Market Built from Scratch
    June 19, 2026
  • CMA Hosts Capital Markets Intermediaries Forum 2026 to Strengthen Compliance and Resilient Capital Markets Industry.
    May 13, 2026
  • CMA Advances Real Estate Investment Trusts (REITs) Through Stakeholder Engagement.
    April 21, 2026
  • Capital Markets Authority Uganda Participates in Financial Literacy Town Hall Engagement in Masindi
    April 17, 2026
  • Leveraging Professional Certification for a Stronger Capital Markets Industry.
    April 10, 2026
  • Capital Markets Authority Launches 30-Year Anniversary Celebrations
    March 30, 2026

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

More About us

MEDIA CENTRE

  • News & Press Releases
  • Published Articles

USEFUL LINKS

  • Careers
  • Procurement
  • Licensed Firms
  • Regulations
  • Guidelines
  • CMA Strategic Plan
  • Investor Rights

GET IN TOUCH

Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
© 2026 Capital Markets Authority | All Rights Reserved
  • Careers
  • Procurement
  • Contact Us