FORM 1(APPLICATION FORM FOR APPROVAL OF A SECURITIES EXCHANGE OR A COMMODITIES EXCHANGE)
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24 KB |
12 |
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FORM 2 (APPLICATION FORM FOR AN INVESTMENT ADVISER, FUND MANAGER, INVESTMENT HOUSE, STOCK BROKER, DEALER , CREDIT RATING AGENCY, AUTHORISED REGISTRAR , CUSTODIAN)
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25 KB |
18 |
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FORM 3( APPLICATION FORM FOR A COMMODITIES BROKER )
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50 KB |
9 |
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FORM 4 (APPLICATION FORM FOR A REPRESENTATIVE LICENSE)
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39 KB |
12 |
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FORM 5 (APPLICATION FORM FOR REGISTRATION AS A PRIVATE EQUITY OR VENTURE CAPITAL FUND SOURCING FUNDS FROM THE PUBLIC)
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23 KB |
10 |
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FORM 6 (APPLICATION FROM FOR REGISTRATION AS A PRIVATE EQUITY OR VENTURE CAPITAL FUND NOT SOURCING FUNDS FROM THE PUBLIC)
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16 KB |
12 |
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FORM 9 (CMA ACT LICENCE RENEWAL APPLICATION FORM)
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22 KB |
11 |
