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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

Financial Penalties

Downloads

File File size Downloads
pdf Deloitte Uganda Limited 27 KB 124
pdf Gold Kach Limited 28 KB 121
pdf Stanbic Bank Uganda Limited 26 KB 119
pdf USE Nominees Limited 26 KB 116

Latest News

  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025
  • Uganda’s collective investment scheme assets cross Ugx 1 trillion
    November 26, 2024
  • Statement On Misleading Social Media Articles
    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

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