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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

License Application & Renewal Forms

Downloads

File File size Downloads
pdf Dealer Licence Application Checklist 2025 214 KB 509
pdf Checklist - Application for Prospectus Approval 118 KB 2877
pdf Checklist - License Renewal 66 KB 1588
pdf Fit and Proper Form 278 KB 1616
doc Representative License Renewal Form 20 KB 1402
doc CIS License Renewal Form 18 KB 951
doc Application for Representatives License 24 KB 1102
doc License Renewal Form 20 KB 1275
doc Application Checklist for a unit trust manager 33 KB 741
doc Application Checklist for a unit trust scheme 34 KB 1109
doc Application Checklist for an Authorised Corporate Director 33 KB 624
doc Application Checklist for an Investment Company with Variable Capital 34 KB 1142
pdf Application Checklist for a unit trust manager 120 KB 537
pdf Application Checklist for a unit trust scheme 120 KB 460
pdf Checklist for Broker Licence Application 383 KB 624
pdf CIS Checklist 173 KB 622
pdf Fund Manager's Licence Application Checklist. 233 KB 528
pdf Fund Manager's Licence Application Checklist. 233 KB 428
pdf How to Generate a payment registration slip 747 KB 570
pdf Investment Advisor Licence Application Checklist 315 KB 512
pdf Investment House Application Checklist 2024 120 KB 497
pdf Transaction Adviser Application Checklist 367 KB 549
pdf Venture Capital Fund Registration Checklist 2024 119 KB 547

Latest News

  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025
  • Uganda’s collective investment scheme assets cross Ugx 1 trillion
    November 26, 2024
  • Statement On Misleading Social Media Articles
    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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GET IN TOUCH

Uganda Business Facilitation Center, 8th Floor 1 Baskerville Avenue ,Kololo

  • +256-414-342788/91
    +256-312 -264950/1
  • Email: info@cmauganda.co.ug
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