LIST OF APPROVED PERSONS AS AT 31 AUGUST 2024
The Capital Markets Authority (CMA) was established by an Act of Parliament, The Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statutory body with the primary responsibility of promoting and facilitating the development of an orderly, fair, and efficient capital markets industry in Uganda. In line with its statutory obligations, the Authority hereby publishes a list of persons approved to conduct securities business in Uganda.
| AB FCP I & AB SICAV I Recognised Schemes Name of Operator: AllianceBernstein Address: 2-4, Rue Eugene Ruppert, L-2453, Luxembourg Representative: Standard Chartered Bank Uganda Limited |
| Agola Holdings Limited Investment Adviser Address: Ntinda Kalinabiri, Wamala Road, P.O Box 24531, Kampala, Uganda Tel: 0782540805 Email: tabulino@yahoo.co.uk Contact: Mr. Taban Lino Charles |
| ALTX Clearing Ltd Securities Central Depository Address: Plot 1 Mackenzie Close, Kololo, P.O. Box 40138, Kampala, Uganda Tel: 0790-536781, 0312-209600 Email: info@altxafrica.com Contact: Mr. Joseph Kitamirike |
| ALTX (East Africa) Ltd Stock Exchange Address: Plot 1 Mackenzie Close, Kololo, P.O. Box 40138, Kampala, Uganda Tel: 0790-536781, 0312-209600 Email: info@altxafrica.com Contact: Mr. Joseph Kitamirike |
| Asigma Capital Advisory Services Limited Investment Adviser Address: First Floor, Legacy House, Plot 38B, Windsor Crescent, Kololo, P.O. Box 2841, Kampala, Uganda Tel: 0392159560 Email: info@asigmacapital.com Contact: Mr. David Nanambi |
| Blue Solitare Investments Limited Investment Adviser Address: 203-Kirabo Complex, Bukoto-Kisasi Road, P.O Box 1534, Kampala, Uganda Tel: +256-752711660 Email: jatin@blue-solitaire.com Contact: Mr. Jatin B. K. Ghughu |
| Britam Asset Managers Company (Uganda) Limited Fund Manager, Unit Trusts Manager Address: Britam Centre, Plot 24A, Akii-Bua Road, P.O Box 36583 Kampala, Uganda Tel: 0417-702600, +256 312 305 600 Email: info@britam.com Contact: Mr. Ronald Kasolo |
| Chipper Technologies Uganda Limited Stock Broker Address: Plot 6A, 7th Street Industrial Area, 1st Floor, SMS House, P.O. Box 29274, Kampala, Uganda Tel: 0200-935935 Email: uganda@chippercash.com Contact: Mr. Dan Tumuramye |
| Crested Stocks and Securities Limited (Crested Capital) Stock Broker, Dealer, Transaction Adviser, and Commodities Broker Address: 1st Floor Impala House, Plot 13/15 Kimathi Avenue, P.O. Box 31736, Kampala, Uganda Tel: 0414-230900 Email: info@crestedcapital.com Contact: Mr. Robert Baldwin |
| Custody and Registrars Services Uganda Limited Authorised Registrar Address: 4th Floor, DTB Centre, P.O Box 74895, Kampala, Uganda Tel: 0757-072773 Contact: Ms. Mary Ndia |
| Deloitte Uganda Limited Authorised Registrar Address: 3rd Floor, Rwenzori House, 1 Lumumba Avenue, P.O Box 10314, Kampala, Uganda Tel: 0417-701000 Contact: Mr. Norbert Kagoro |
| Dyer and Blair Uganda Limited Stock Broker Address: P.O Box 33620, Kampala, Uganda Tel: 0414-233050 Email: uganda@dyerandblair.com Contact: Ms. Esther Kakiiza |
| GenAfrica Asset Managers Uganda Ltd Fund Manager 6th Floor, Aha Towers Plot 7, Lourdel Road, Nakasero P. O. Box 75200, Kampala – Uganda Tel: 0414-252343/ 50 Fax: 0414-253344 Email: uganda@genafrica.com Contact: Mr. George Mulindwa |
| Goldkach Uganda Limited Fund Manager Suite F3-F4, 3rd Floor Kanjokya HousePlot 90, Kanjokya Street P. O. Box 500094 Kampala, Uganda Tel: 0759-083314 Email: joluka@goldkach.com Contact: Mr. Julius Oluka |
| Housing Finance Bank Custodian Plot 4, Wampewo Avenue P.O Box 1539 Kampala, Uganda Tel: 0417-803000 Contact: Ms. Angela Ndawula |
| ICEA Lion Asset Management (U) Ltd Fund Manager, Unit Trusts Manager, Balanced Fund Unit Trust Scheme, Income Fund Unit Trust Scheme & Money Market Fund Unit Trust Scheme Ground Floor, Rwenzori Courts P. O. Box 33953, Kampala, Uganda Tel: 0414-347535, 0414-232337 Email: icea@africaonline.co.ug Contact: Mr. Emmanuel Mwaka |
| International Finance Consultants Limited Plot 24A Hannington Road P.O. Box 70658, Kampala, Tel: 039 3202692 Email: ifc@kskassociates.net Contact: Farouk Kitumba |
| Inua Capital Limited Fund Manager 2nd Floor, Studio House Bandali Rise, Bugolobi P.O Box 113135, Kampala, Uganda Contact: Ms. Kim Kamarebe |
| Inua Impact Fund Limited Approved Venture Capital Fund 2nd Floor, Studio House Bandali Rise, Bugolobi P.O Box 113135, Kampala, Uganda Contact: Ms. Kim Kamarebe |
| Image Registrars Uganda Limited Authorised Registrar 1st Floor, Jubilee Insurance Centre Plot 14, Parliament Avenue Tel: 0762260804 Contact: Ms. Precious Aheirwe |
| J. SR Consulting Limited Investment Adviser Plot 30, Lugogo Bypass P.O. Box 22934, Kampala Tel: 0772 703444 Email: info@jsamuelrichards.com Contact: Robert Anthony Katuntu |
| KCB Bank Uganda Limited Trustee – Unit Trusts Schemes and Custodian 7th Floor, Commercial Plaza Plot 7, Kampala Road P.O Box 7399, Kampala, Uganda Tel: 0417-118336, 0417-118280 Contact: Ms. Sheila Nyerwanire |
| Old Mutual Investment Group Limited Stock Broker, Dealer, Fund Manager, Investment Adviser, Unit Trust Manager, Balanced Fund Unit Trust Scheme, Money Market Fund Unit Trust Scheme, Umbrella Fund Unit Trust Scheme and Dollar Fund Unit Trust Scheme 5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road P. O. Box 1610, Kampala, Uganda Tel: 0414-332824 Contact: Mr. Simon Mwebaze |
| Old Mutual Rekindle Asset Reconstruction Fund Open-Ended Investment Company Plot 2702 Block 244, Nyangweso Road Off Kironde Tank Road, Tankhill Muyenga Kampala Tel:0772-744309 Email: jogwal@ligomarc.com Contact: Mr. Joshua Ogwal |
| PCP Uganda Limited Fund Manager Plot M697, Equata Building 2nd Floor UMA Show Grounds, Lugogo P. O. Box 15373, Kampala, Uganda Tel: 0312-264983/4 Fax: 0312-264985 Email: info@pearlcapital.net Contact: Mr. Edward Isingoma Matsiko |
| Profin Group Uganda Limited Investment Adviser Bwindi Trust House, Room C1, Plot 1 P.O. Box 36697, Kampala. Katalima Crescent, Naguru. Tel: 0414-533261 Email: uganda@theprofingroup.com Contact: Mr. Eric Duplessis |
| Regency Wealth Management Limited Investment Adviser 5th Floor, Shumuk House, Office SH9 Kampala, Uganda Tel: 0312-314316, 079-1224611 E-mail: matthew@regency-wealth.com Contact: Mr. Matthew Turner |
| Rekindle Capital Limited Authorised Corporate Director Plot 2702 Block 244, Nyangweso Road, Off Kironde Tank Road, Tankhill Muyenga Kampala Tel:0772-744309 Email: jogwal@ligomarc.com Contact: Mr. Joshua Ogwal |
| PKF Consulting Limited Investment Adviser Plot 1B Kira Road Kalamu House P.O. Box 24544, Kampala, Uganda Tel: 0414-341523/5 Contact: Mr. Dennis Innocent Dankaine |
| Sail Global Corp Limited Plot 26 Golf Course Road – Kololo P.O. Box 6111, Kampala Tel: 0414696297 Email: info@sailglobalcorp.com Contact: Ronald Kwesiga |
| Sanlam Investments East Africa Limited Fund Manager, Unit Trust Manager & Umbrella Fund Unit Trust Scheme 1 Pilkington Road, 7th Floor Workers House P.O. Box 9831, Kampala, Uganda Tel: 0414 -340707/8, 0312-265618 Fax: 0414 -340750 Email: Mubbale.Mugalya@sanlameastafrica.com Contact: Mr. Dennis Mugalya |
| SBG Securities Uganda Limited Stock Broker, Fund Manager, Unit Trusts Manager and Umbrella Fund Unit Trust Scheme Ground Floor, Crested Towers (Long) 17 Hannington Road P.O. Box 7131, Kampala, Uganda Tel: 0312-224600, 0312-224985 Contact: Mr. Grace Semakula |
| Stanbic Bank Uganda Limited Custodian 4th Floor, Crested Towers (Long) 17 Hannington Road P.O Box 7131, Kampala, Uganda Contact: Mr. Andrew Omiel |
| Standard Chartered Bank Uganda Ltd Trustee – Unit Trusts Schemes, Investment Adviser, Custodian and Representative of AB FCP I Plot 5, Speke Road P.O. Box 7111, Kampala, Uganda Tel: 0313-294269, 0313294100 Email: ug.service@sc.com Contact: Mr. Stanley Katwaza |
| Uganda Securities Exchange Stock Exchange & Securities Central Depository 4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road P.O. Box 1610, Kampala, Uganda Tel: 0414-332824 Email: info@use.or.ug Contact: Mr. Paul Bwiso |
| USE Commodities Exchange Limited Commodities Exchange 4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road P.O. Box 1610, Kampala, Uganda Tel: 0414-332824 Email: info@use.or.ug Contact: Mr. Paul Bwiso |
| USE Nominees Limited Authorised Registrar 4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road P.O. Box 1610, Kampala, Uganda Tel: 0414-332824 Email: info@use.or.ug Contact: Mr. Bob Musinguzi |
| Level Africa Uganda Limited Investment Adviser 73, Bunyonyi Drive Kiswa Bugoloobi, Kampala, Uganda Tel: 0765972769 Email: support@level.africa Contact: Mr. Abraham Banaddawa |
| Xeno Investment Management Uganda Limited Fund Manager, Unit Trust Manager, Money Market Fund, Unit Trust Scheme, Bond Fund Unit Trust Scheme, Domestic Equity Fund Unit Trust Scheme, Regional Equity Fund Unit Trust Scheme 1st Floor, Workers House, 1 Pilkington Road P.O Box 2237, Kampala, Uganda Tel: 0392-177488, 0772-842100 Contact: Mr. Aeko Ongodia |
In case of any other inquiries, please contact the Director, Market Supervision, Capital Markets Authority, Uganda Business Facilitation Centre, 8th Floor, 1 Baskerville Avenue, P. O. Box24565, Kampala, Uganda Tel: +256-414-342788/342791, +256-312-264950 | Fax: +256-414-342803
Email: info@cmauganda.co.ug | Website: www.cmauganda.co.ug