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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 998
pdf PRIVATE EQUITY BRIEF 630 KB 407
pdf Ponzi Schemes Paper. 127 KB 1221
pdf Licensing of Trustees (Estate Planning) 111 KB 1830
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 9871
pdf Making Capital Markets Work for SME's in Africa 631 KB 1776
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 1262
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1397
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 1159
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 1971
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1294
pdf Banks as a distribution channel for CISs 703 KB 820
pdf Bond Market Forum Proposal 688 KB 3163
pdf Cash settlement using Central Bank Money 867 KB 1800
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 1493
pdf Frontier Market Status 1,013 KB 3451
pdf Mandatory listing of Tier 1 banks 815 KB 3811
pdf Paper on Profit Warnings 763 KB 1253
pdf Trading of Government Securities on the Exchange 791 KB 7290
pdf SHORT SELLING 694 KB 1912
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 6403
pdf Note on Listing of Telecos 761 KB 1669
pdf Note on Regulatory Philosophy Principles 757 KB 1017
pdf Research Note on Closed Ended CIS 817 KB 1515
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 658

Latest News

  • CMA and USE Launch World Investor Week 2025: Empowering Ugandans to Move from Savings to Smart Investments
    October 24, 2025
  • CMA and USE Host the Regional East Africa Capital Markets Conference 2025 to Drive Digital Transformation & Sustainable Finance in Regional Capital Markets
    October 16, 2025
  • CMA Launches Regulatory Sandbox to Accelerate Fintech Innovation
    October 8, 2025
  • Capital Markets Authority Unveils Five-Year Blueprint to Power Uganda’s Journey to a USD 500 Billion Economy
    September 2, 2025
  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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