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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

Research Papers

Downloads

File File size Downloads
pdf LICENSING OF PRIVATE CAPITAL FUNDS 657 KB 140
pdf PRIVATE EQUITY BRIEF 630 KB 104
pdf Ponzi Schemes Paper. 127 KB 687
pdf Licensing of Trustees (Estate Planning) 111 KB 648
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 180 KB 8974
pdf Making Capital Markets Work for SME's in Africa 631 KB 1529
pdf Capital Markets Development in Poland, Sri Lanka, Kazakhstan and Vietnam: Are There Lessons for Uganda's Capital Markets? 651 KB 1096
pdf Uganda Pension Liberalization: Will Workers Money Be Safe? 684 KB 1148
pdf Private Placements: Can they be a Catalyst for Public Offers in Uganda? 311 KB 1014
pdf An Analysis of the Factors Affecting the Development of Unit Trusts in Uganda 756 KB 1582
pdf The Missing Link: Getting the Growth Enterprise Market off the Starting Blocks 140 KB 1074
pdf Banks as a distribution channel for CISs 703 KB 612
pdf Bond Market Forum Proposal 688 KB 2907
pdf Cash settlement using Central Bank Money 867 KB 1285
pdf Deal Flow Facility Center Proposal & pre-study 631 KB 1131
pdf Frontier Market Status 1,013 KB 1073
pdf Mandatory listing of Tier 1 banks 815 KB 2708
pdf Paper on Profit Warnings 763 KB 1000
pdf Trading of Government Securities on the Exchange 791 KB 5546
pdf SHORT SELLING 694 KB 1434
pdf Regulatory Options for Crypto Assets in Uganda-Final 595 KB 4923
pdf Note on Listing of Telecos 761 KB 1328
pdf Note on Regulatory Philosophy Principles 757 KB 859
pdf Research Note on Closed Ended CIS 817 KB 1051
pdf AMERC WORKING GROUP ON LISTINGS SURVEY REPORT 593 KB 464

Latest News

  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025
  • Uganda’s collective investment scheme assets cross Ugx 1 trillion
    November 26, 2024
  • Statement On Misleading Social Media Articles
    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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