LIST OF LICENSED FIRMS AS AT 28 FEBRUARY 2022.
The Capital Markets Authority (CMA) was established by an Act of Parliament, The Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statutory body with the primary responsibility of promoting and facilitating the development of an orderly, fair, and efficient capital markets industry in Uganda. In line with its statutory obligations, the Authority hereby publishes a list of persons approved to conduct securities business in Uganda.
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Agola Holding Limited Investment Adviser Ntinda Kalinabiri, Wamala Road P.O Box 24531 Kampala, Uganda Tel: 0782540805 Email: tabulino@yahoo.co.uk Contact: Mr. Taban Lino Charles |
ALTX Clearing Ltd Securities Central Depository Plot 1 Mackenzie Close, Kololo P. O. Box 40138 Kampala, Uganda Tel: 0790-536781, E-mail: info@altxafrica.com Contact: Mr.Joseph Kitamirike
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ALTX (East Africa) Ltd Stock Exchange Plot 1 Mackenzie Close, Kololo P. O. Box 40138 Kampala, Uganda Tel: 0790-536781, 0312-209600 E-mail: info@altxafrica.com Contact: Mr. Joseph Kitamirike |
Asigma Capital Advisory Services Ltd Investment Adviser First Floor, Legacy House Plot 38B, Windsor Crescent, Kololo P. O. Box 2841 Kampala, Uganda Tel: 0392159560 E-mail: info@asigmacapital.com Contact: Mr. David Nanambi
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Baroda Capital Markets Uganda Ltd Stock Broker Plot 18 Kampala Road P. O. Box 7197, Kampala, Uganda Tel: 0414-233680/3 Fax: 0414-258263 Email: bcm.ug@bankofbaroda.com Contact: Mr. Robert Mulindwa
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BIK Capital Limited StockBroker First Floor, Media Plaza Tel: 0774-997424 Email: jofbakka@gmail.com Contact: Mr. Joseph Bakkabulindi |
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Blue Solitare Investments Limited Investment Adviser 203-Kirabo Complex. Bukoto-Kisasi Road P.O Box 1534, Kampala, Uganda Tel: +256-752711660 Email: jatin@blue-solitaire.com Contact: Mr. Jatin B. K. Ghughu
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Britam Asset Managers Company (Uganda) Limited Centre, Plot 24A, Akii-Bua Road P.O Box 36583 Kampala, Uganda Tel: 0417-702600, +256 312 305 600 Email: info@britam.com
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Chipper Technologies Uganda Limited Stock Broker 2nd Floor, Room 203 SMS House, 7th Street Industrial Area P.O Box 29274 Tel: 0200-935935 Contact Person: Mr. Dan Tumuramye |
CrestedCapital Stock Broker & Dealer 1st Floor Impala House Plot 13/15K imathi Avenue P. O. Box 31736, Kampala, Uganda Tel: 0414-230900 Fax: 0414-230612 Email: info@crestedcapital.com Contact: Mr. Robert Baldwin
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Dyer and Blair Uganda Limited Stock Broker P.O Box 33620, Kampala, Uganda Tel: 0414-233050 Fax: 0414-231813 Email: uganda@dyerand blair.com Contact: Ms: Esther Kakiiza
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Equity Stock Brokers Uganda Ltd Stock Broker Orient Plaza, Plot 6/6A Kampala Road P. O. Box 3072, Kampala, Uganda Tel: 0414-236012/3/4/5 Fax: 0414-348039 Email: equity@orient-bank.com Contact: Ms. Christine Nkundizana-Muramuzi
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GenAfrica Asset Managers Uganda Ltd Fund Manager 6th Floor,r Aha Towers Plot 7, Lourdel Road, Nakasero P. O. Box 75200, Kampala – Uganda Tel: 0414-252343/ 50 Fax: 0414-253344 Email: uganda@genafrica.com Contact: Mr. George Mulindwa
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Housing Finance Bank Custodian Plot 4, Wampewo Avenue, Kololo P.0 Box 1539, Kampala Uganda Tel: 0417803000 Email: info@housingfinance,co.ug Contact: Ms. Angela Ndawula
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ICEA Lion Asset Management (U) Ltd Fund Manager, Unit Trusts Manager, Balanced Fund Unit Trust Scheme, Income Fund Unit Trust Scheme, Savings Fund Unit Trust Scheme & Money Market Fund Unit Trust Scheme Ground Floor, Rwenzori Courts P. O. Box 33953, Kampala, Uganda Tel: 0414-347535, 0414-232337 Email: icea@africaonline.co.ug Contact: Mr. Emmanuel Mwaka |
KCB Bank Uganda Limited Custodian, Unit Trusts Schemes Trustee 7th Floor, Commercial Plaza Plot 7, Kampala Road P.O Box 7399, Kampala, Uganda Tel: 0417-118336, 0417-118280 Contact: Ms. Sheila Nyerwanire
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PCP Ugandap Limited Fund Manager Plot M697, Equata Building 2nd Floor UMA Show Grounds, Lugogo P. O. Box 15373, Kampala, Uganda Tel: 0312-264983/4 Fax: 0312-264985 Email: info@pearlcapital.net Contact: Mr. Edward Isingoma Matsiko
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PKF Consulting Limited Investment Adviser Plot 1B Kira Road Kalamu House P. O. Box 24544, Kampala, Uganda Tel: 0414-341523/5 Fax: 0414-251370, 0414-341371 E-mail: pkfkam@ug.pkfea.com Contact: Mr. Innocent Dennis Dankaine
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PricewaterhouseCoopers Limited Investment Adviser 10th Floor Communications House 1 Colville Street Kampala Tel: 0414-236018, 0414-233743 Fax: 0414-239153 Email: general@ug.pwc.com Contact: Mr. Francis Kamulegeya
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Profin Group Uganda Limited Investment Adviser Plot 1, Nagur,Katalima Crescent, Bwindi Trust House, Room C1 P.O Box 36697 Kampala Uganda Tel: 0414533261 Contact: Mr. Eric Duplessis |
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Regency Wealth Management Limited Investment Adviser 5th Floor, Shumuk House, Office SH92 Kampala, Uganda Tel: 0312-314316, 079-1224611 E-mail: matthew@regency-wealth.com Contact: Mr. Matthew Turner
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Sail Global Corp Limited Investment Adviser Plot 26, Golf Course Road P.O Box 6111 Kampala, Uganda Tel: 0414-696297 Email: info @sailglobalcorp.com Contact: Ronald Kwesiga
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Sanlam Investments East Africa Limited Fund Manager, Unit Trusts Manager & Umbrella Fund Unit Trust Scheme 1 Pilkington Road, 7th Floor Workers House P. O. Box 9831, Kampala, Uganda Tel: 0414 -340707/8, 0312-265618 Fax: 0414 -340750 Email: Dennis.Mugalya@pinebridge.com Contact: Mr. Dennis Mugalya
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SBG Securities Uganda Limited Stock Broker, Unit Trusts Manager & Umbrella Fund Unit Trust Scheme 4th Floor, Crested Towers (Short) 17 Hannington Road P. O. BOX 7131, Kampala, Uganda Tel: 0312-224600, 0312-224985 Email:cos_uganda@mail.standardbank.com Contact: Mr. Joram Ongura
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Stanbic Bank Uganda Limited Custodian Crested Towers Plot 17, Hannington Road P.O Box 7131, Kampala Uganda Tel: 0800-250250 Contact: Mr. Andrew Omiel
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Standard Chartered Bank Uganda Ltd Custodian, Plot 5, Speke Road P. O. Box 7111, Kampala, Uganda Tel: 0312-294459, 0414-340077 Fax: 0414-231473 Email: ug.service@sc.com Contact: Ms. Cecilia Namuddu
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UAP Old Mutual Financial Services Ltd Stock Broker, Dealer, Fund Manager, Investment Adviser, Unit Trusts Manager, 6th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road P. O. Box 1610, Kampala, Uganda Tel: 0414-332824 Email:financialservices@uap.co.ug, info@uap.co.ug Contact: Mr. Simon Mwebaze
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Uganda Securities Exchange Stock Exchange & Securities Central Depository 4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road P. O. Box 23552, Kampala, Uganda Tel: 0414-332824 Email: info@use.or.ug Contact: Mr. Paul Bwiso |
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Uganda Securities Exchange Nominees Limited Authorised Registrar 4th Floor, UAP Nakawa Business Park, Block A (North Wing) Plot 3-5 New Port Bell Road P.O Box 23552 Kampala, Uganda Tel: 0312307815/17/18 Email: info@use.or.ug Contact: Mr. Paul Bwiso
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Xeno Investment Management Uganda Limited Fund Manager, Unit Trust Manager, Money Market Fund Unit Trust Scheme, Bond Fund 6th Floor, Workers House, 1 Pilkington Road P.O Box 2237, Kampala, Uganda Tel: 0392-177488, 0772-842100 Contact: Mr. Aeko Ongodia
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