LIST OF APPROVED PERSONS AS AT 24th October 2023.

The Capital Markets Authority (CMA) was established by an Act of Parliament, The Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statutory body with the primary responsibility of promoting and facilitating the development of an orderly, fair, and efficient capital markets industry in Uganda. In line with its statutory obligations, the Authority hereby publishes a list of persons approved to conduct securities business in Uganda.

AB FCP I

Recognised Scheme

Name and Address of Operator

AllianceBernstein

2-4, Rue Eugene Ruppert

L-2453, Luxembourg

Name of Representative in Uganda

Standard Chartered Bank Uganda Limited

 

Agola Holding Limited

Investment Adviser

Ntinda Kalinabiri, Wamala Road

P.O Box 24531 Kampala, Uganda

Tel: 0782540805

Email: tabulino@yahoo.co.uk

Contact: Mr. Taban Lino Charles

 

ALTX Clearing Ltd

Securities Central Depository

Plot 1 Mackenzie Close, Kololo

P. O. Box 40138 Kampala, Uganda

Tel: 0790-536781, 0312-209600

E-mail: info@altxafrica.com

Contact: Mr. Joseph Kitamirike

 

ALTX (East Africa) Ltd

Stock Exchange 

Plot 1 Mackenzie Close, Kololo

P. O. Box 40138 Kampala, Uganda

Tel: 0790-536781, 0312-209600

E-mail: info@altxafrica.com

Contact: Mr. Joseph Kitamirike

 

Asigma Capital Advisory Services Ltd

Investment Adviser

First Floor, Legacy House

Plot 38B, Windsor Crescent, Kololo

P. O. Box 2841 Kampala, Uganda

Tel: 0392159560

E-mail: info@asigmacapital.com

Contact: Mr. David Nanambi

 

BIK Capital Limited

Stock Broker

First Floor, Media Plaza

Tel: 0774-997424

Email: jofbakka@gmail.com

Contact: Mr. Joseph Bakkabulindi

 

Blue Solitare Investments Limited

Investment Adviser

203-Kirabo Complex. Bukoto-Kisasi Road

P.O Box 1534, Kampala, Uganda

Tel: +256-752711660

Email: jatin@blue-solitaire.com

Contact: Mr. Jatin B. K. Ghughu

 

Britam Asset Managers Company (Uganda) Limited

Fund Manager, Unit Trusts Manager, Equity Fund Unit Trust Scheme, Money Market Fund Unit Trust Scheme, Fixed Income Money Market Fund Unit Trust Scheme (UGX), Fixed Income Money Market Fund Unit Trust Scheme (USD) & Umbrella Fund Unit Trust Scheme

Britam Centre, Plot 24A, Akii-Bua Road

P.O Box 36583 Kampala, Uganda

Tel: 0417-702600, +256 312 305 600

Email:  info@britam.com

Contact: Mr. Ronald Kasolo

Chipper Technologies Uganda Limited 

Stock Broker

Plot 6A, 7th Street Industrial Area

1st Floor, SMS House

P. O. Box 29274, Kampala, Uganda

Tel: 0200-935935

Email:uganda@chippercash.com

Contact: Mr. Dan Tumuramye

 

Crested Stocks and Securities Limited (Crested Capital)

Stock Broker, Dealer, Transaction Adviser and Commodities Broker

1st Floor Impala House

Plot 13/15 Kimathi Avenue

P. O. Box 31736, Kampala, Uganda

Tel: 0414-230900

Fax: 0414-230612

Email: info@crestedcapital.com

Contact: Mr. Robert Baldwin

 

Custody and Registrars Services Uganda Limited

Authorised Registrar

4th Floor, DTB Centre

P.O Box 74895, Kampala, Uganda

Tel: 0757-072773

Contact: Ms. Mary Ndia

 

Deloitte Uganda Limited

Authorised Registrar

3rd Floor, Rwenzori House

1 Lumumba Avenue

P.O Box 10314, Kampala, Uganda

Tel: 0417-701000

Contact: Norbert Kagoro

 

Dyer and Blair Uganda Limited

Stock Broker

P.O Box 33620, Kampala, Uganda

Tel: 0414-233050

Fax: 0414-231813

Email: uganda@dyerandblair.com

Contact: Ms: Esther Kakiiza

 

GenAfrica Asset Managers Uganda Ltd

Fund Manager

6th Floor, Aha Towers

Plot 7, Lourdel Road, Nakasero

P. O. Box 75200, Kampala – Uganda

Tel: 0414-252343/ 50

Fax: 0414-253344

Email: uganda@genafrica.com

Contact: Mr. George Mulindwa

 

Housing Finance Bank

Custodian

Plot 4, Wampewo Avenue

P.O Box 1539

Kampala, Uganda

Tel: 0417-803000

Contact: Angela Ndawula

 

ICEA Lion Asset Management (U) Ltd

Fund Manager, Unit Trusts Manager,

Balanced Fund Unit Trust Scheme, Income Fund Unit Trust Scheme & Money Market Fund Unit Trust Scheme

Ground Floor, Rwenzori Courts

P. O. Box 33953, Kampala, Uganda

Tel: 0414-347535, 0414-232337

Email: icea@africaonline.co.ug

Contact: Mr. Emmanuel Mwaka

 

Inua Capital Limited

Fund Manager

2nd Floor, Studio House

Bandali Rise, Bugolobi

P.O Box 113135, Kampala, Uganda

Contact: Kim Kamarebe

 

Inua Impact Fund Limited

Approved Venture Capital Fund

2nd Floor, Studio House

Bandali Rise, Bugolobi

P.O Box 113135, Kampala, Uganda

Contact: Kim Kamarebe

 

Image Registrars Uganda Limited

Authorised Registrar

1st Floor, Jubilee Insurance Centre

Plot 14, Parliament Avenue

Tel: 0762260804

Contact: Precious Aheirwe

 

KCB Bank Uganda Limited

Trustee – Unit Trusts Schemes and Custodian

7th Floor, Commercial Plaza

Plot 7, Kampala Road

P.O Box 7399, Kampala, Uganda

Tel: 0417-118336, 0417-118280

Contact: Ms. Sheila Nyerwanire

 

Old Mutual Investment Group Limited

Stock Broker, Dealer, Fund Manager, Investment Adviser, Unit Trust Manager, Balanced Fund Unit Trust Scheme, Money Market Fund Unit Trust Scheme, Umbrella Fund Unit Trust Scheme and Dollar Fund Unit Trust Scheme

5th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road

P. O. Box 1610, Kampala, Uganda

Tel: 0414-332824

Contact: Mr. Simon Mwebaze

 

PCP Uganda Limited

Fund Manager

Plot M697, Equata Building

2nd Floor UMA Show Grounds, Lugogo

P. O. Box 15373, Kampala, Uganda

Tel: 0312-264983/4

Fax: 0312-264985

Email: info@pearlcapital.net

Contact: Mr. Edward Isingoma Matsiko

 

PKF Consulting Limited

Investment Adviser

Plot 1B Kira Road

Kalamu House

P. O. Box 24544, Kampala, Uganda

Tel: 0414-341523/5

Contact: Dennis Innocent Dankaine

 

Regency Wealth Management Limited

Investment Adviser

5th Floor, Shumuk House, Office SH92

Kampala, Uganda

Tel: 0312-314316, 079-1224611

E-mail: matthew@regency-wealth.com

Contact: Mr. Matthew Turner

 

Sanlam Investments East Africa Limited

Fund Manager, Unit Trust Manager & Umbrella Fund Unit Trust Scheme

1 Pilkington Road, 7th Floor Workers House

P. O. Box 9831, Kampala, Uganda

Tel: 0414 -340707/8, 0312-265618

Fax: 0414 -340750

Email: Mubbale.Mugalya@sanlameastafrica.com

Contact: Mr. Dennis Mugalya

 

SBG Securities Uganda Limited

Stock Broker, Fund Manager, Unit Trusts Manager and Umbrella Fund Unit Trust Scheme

Ground Floor, Crested Towers (Long)

17 Hannington Road

P. O. BOX 7131, Kampala, Uganda

Tel: 0312-224600, 0312-224985

Contact: Mr. Andrew Mashanda

 

Stanbic Bank Uganda Limited

Custodian

4th Floor, Crested Towers (Long)

17 Hannington Road

P.O Box 7131, Kampala, Uganda

Contact: Andrew Omiel

 

Standard Chartered Bank Uganda Ltd

Trustee – Unit Trusts Schemes, Investment Adviser, Custodian and Representative of AB FCP I

Plot 5, Speke Road

P. O. Box 7111, Kampala, Uganda

Tel: 0312-294459, 0414-340077

Fax: 0414-231473

Email: ug.service@sc.com

Contact: Mr. Stanley Katwaza

 

Uganda Securities Exchange

Stock Exchange & Securities Central Depository

4th Floor, UAP Nakawa Business Park, Block A (North Wing)

Plot 3-5 New Port Bell Road

P. O. Box 1610, Kampala, Uganda

Tel: 0414-332824

Email: info@use.or.ug

Contact: Mr. Paul Bwiso

 

USE Commodities Exchange Limited

Commodities Exchange

4th Floor, UAP Nakawa Business Park, Block A (North Wing)

Plot 3-5 New Port Bell Road

P. O. Box 1610, Kampala, Uganda

Tel: 0414-332824

Email: info@use.or.ug

Contact: Mr. Paul Bwiso

 

USE Nominees Limited

Authorised Registrar

4th Floor, UAP Nakawa Business Park, Block A (North Wing)

Plot 3-5 New Port Bell Road

P. O. Box 1610, Kampala, Uganda

Tel: 0414-332824

Email: info@use.or.ug

Contact: Mr. Bob Musinguzi

 

Utilis Venture Limited

Investment Adviser and Dealer

Plot 12, Dr Asea Road

Ntinda, Kampala

Kampala, Uganda

Contact: Abraham Banaddawa
Phone: +256774132952
Email: support@level.africa

 

 

Xeno Investment Management Uganda Limited

Fund Manager, Unit Trust Manager, Money Market Fund Unit Trust Scheme, Bond Fund Unit Trust Scheme, Domestic Equity Fund Unit Trust Scheme, Regional Equity Fund Unit Trust Scheme

1st Floor, Workers House, 1 Pilkington Road

P.O Box 2237, Kampala, Uganda

Tel: 0392-177488, 0772-842100

Contact: Mr. Aeko Ongodia