LIST OF LICENSED FIRMS AS AT 28 FEBRUARY 2022.

The Capital Markets Authority (CMA) was established by an Act of Parliament, The Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statutory body with the primary responsibility of promoting and facilitating the development of an orderly, fair, and efficient capital markets industry in Uganda. In line with its statutory obligations, the Authority hereby publishes a list of persons approved to conduct securities business in Uganda.

Agola Holding Limited

Investment Adviser

Ntinda Kalinabiri, Wamala Road

P.O Box 24531 Kampala, Uganda

Tel: 0782540805

Email: tabulino@yahoo.co.uk

Contact: Mr. Taban Lino Charles 

ALTX Clearing Ltd

Securities Central Depository

Plot 1 Mackenzie Close, Kololo

P. O. Box 40138 Kampala, Uganda

Tel: 0790-536781,
0312-209600

E-mail: info@altxafrica.com

Contact: Mr.Joseph Kitamirike

 

ALTX (East Africa) Ltd

Stock Exchange

Plot 1 Mackenzie Close, Kololo

P. O. Box 40138 Kampala, Uganda

Tel: 0790-536781, 0312-209600

E-mail: info@altxafrica.com

Contact: Mr. Joseph Kitamirike

Asigma Capital Advisory Services Ltd

Investment Adviser

First Floor, Legacy House

Plot 38B, Windsor Crescent, Kololo

P. O. Box 2841 Kampala, Uganda

Tel: 0392159560

E-mail: info@asigmacapital.com

Contact: Mr. David Nanambi

 

Baroda Capital Markets Uganda Ltd

Stock Broker

Plot 18 Kampala Road

P. O. Box 7197, Kampala, Uganda

Tel: 0414-233680/3

Fax: 0414-258263

Email: bcm.ug@bankofbaroda.com

Contact: Mr. Robert Mulindwa

 

BIK Capital Limited

StockBroker

First Floor, Media Plaza

Tel: 0774-997424

Email: jofbakka@gmail.com

Contact: Mr. Joseph Bakkabulindi

Blue Solitare Investments Limited

Investment Adviser

203-Kirabo Complex. Bukoto-Kisasi Road

P.O Box 1534, Kampala, Uganda

Tel: +256-752711660

Email: jatin@blue-solitaire.com

Contact: Mr. Jatin B. K. Ghughu

 

Britam Asset Managers Company (Uganda) Limited
Fund Manager, Unit Trusts Manager, Equity Fund Unit Trust Scheme, Money
Market Fund Unit Trust Scheme, Fixed Income Money Market Fund Unit Trust
Scheme & Umbrella Fund Unit Trust Scheme 
Britam

Centre, Plot 24A, Akii-Bua Road

P.O Box 36583 Kampala, Uganda

Tel: 0417-702600, +256 312 305 600

Email:  info@britam.com
Contact: Mr. Ronald Kasolo

 

Chipper Technologies Uganda Limited

Stock Broker

2nd Floor, Room 203

SMS House, 7th Street Industrial Area

P.O Box 29274

Tel: 0200-935935

Contact Person:  Mr. Dan Tumuramye

CrestedCapital

Stock Broker & Dealer

1st Floor Impala House

Plot 13/15K imathi Avenue

P. O. Box 31736, Kampala, Uganda

Tel: 0414-230900

Fax: 0414-230612

Email: info@crestedcapital.com

Contact: Mr. Robert Baldwin

 

Dyer and Blair Uganda Limited

Stock Broker

P.O Box 33620, Kampala, Uganda

Tel: 0414-233050

Fax: 0414-231813

Email: uganda@dyerand blair.com

Contact: Ms: Esther Kakiiza

 

Equity Stock Brokers Uganda Ltd

Stock Broker 

Orient Plaza, Plot 6/6A Kampala Road

P. O. Box 3072, Kampala, Uganda

Tel: 0414-236012/3/4/5

Fax: 0414-348039

Email: equity@orient-bank.com

Contact: Ms. Christine Nkundizana-Muramuzi

 

GenAfrica Asset Managers Uganda Ltd

Fund Manager

6th Floor,r Aha Towers

Plot 7, Lourdel Road, Nakasero

P. O. Box 75200, Kampala – Uganda

Tel: 0414-252343/ 50

Fax: 0414-253344

Email: uganda@genafrica.com

Contact: Mr. George Mulindwa

 

Housing Finance Bank

Custodian 

Plot 4, Wampewo Avenue, Kololo

P.0 Box 1539, Kampala Uganda

Tel: 0417803000

Email: info@housingfinance,co.ug

Contact: Ms. Angela Ndawula

 

ICEA Lion Asset Management (U) Ltd

Fund Manager, Unit Trusts Manager,

Balanced Fund Unit Trust Scheme, Income Fund Unit Trust Scheme, Savings Fund Unit Trust Scheme & Money Market Fund Unit Trust Scheme

Ground Floor, Rwenzori Courts

P. O. Box 33953, Kampala, Uganda

Tel: 0414-347535, 0414-232337

Email: icea@africaonline.co.ug

Contact: Mr. Emmanuel Mwaka

KCB Bank Uganda Limited

Custodian, Unit Trusts Schemes Trustee

7th Floor, Commercial Plaza

Plot 7, Kampala Road

P.O Box 7399, Kampala, Uganda

Tel: 0417-118336, 0417-118280

Contact: Ms. Sheila Nyerwanire

 

 

 

 

PCP Ugandap Limited

Fund Manager

Plot M697, Equata Building

2nd Floor UMA Show Grounds, Lugogo

P. O. Box 15373, Kampala, Uganda

Tel: 0312-264983/4

Fax: 0312-264985

Email: info@pearlcapital.net

Contact: Mr. Edward Isingoma Matsiko

 

PKF Consulting Limited

Investment Adviser

Plot 1B Kira Road Kalamu House

P. O. Box 24544, Kampala, Uganda

Tel: 0414-341523/5

Fax: 0414-251370, 0414-341371

E-mail: pkfkam@ug.pkfea.com

Contact: Mr. Innocent Dennis Dankaine

 

PricewaterhouseCoopers Limited

Investment Adviser

10th Floor Communications House

1 Colville Street Kampala

Tel: 0414-236018, 0414-233743

Fax: 0414-239153

Email: general@ug.pwc.com

Contact: Mr. Francis Kamulegeya

 

Profin Group Uganda Limited

Investment Adviser

Plot 1, Nagur,Katalima Crescent,

Bwindi Trust House, Room C1

P.O Box 36697 Kampala Uganda

Tel: 0414533261

Contact: Mr. Eric Duplessis

Regency Wealth Management Limited

Investment Adviser

5th Floor, Shumuk House, Office SH92

Kampala, Uganda

Tel: 0312-314316, 079-1224611

E-mail: matthew@regency-wealth.com

Contact: Mr. Matthew Turner

 

Sail Global Corp Limited

Investment Adviser

Plot 26, Golf Course Road

P.O Box 6111 Kampala, Uganda

Tel: 0414-696297

Email: info @sailglobalcorp.com

Contact: Ronald Kwesiga

 

Sanlam Investments East Africa Limited

Fund Manager, Unit Trusts Manager & Umbrella Fund Unit Trust Scheme

1 Pilkington Road, 7th Floor Workers House 

P. O. Box 9831, Kampala, Uganda

Tel: 0414 -340707/8, 0312-265618

Fax: 0414 -340750

Email: Dennis.Mugalya@pinebridge.com

Contact: Mr. Dennis Mugalya

 

SBG Securities Uganda Limited

Stock Broker, Unit Trusts Manager & Umbrella Fund Unit Trust Scheme

4th Floor, Crested Towers (Short)

17 Hannington Road

P. O. BOX 7131, Kampala, Uganda

Tel: 0312-224600, 0312-224985

Email:cos_uganda@mail.standardbank.com

Contact: Mr. Joram Ongura

 

Stanbic Bank Uganda Limited

Custodian

Crested Towers

Plot 17, Hannington Road

P.O Box 7131, Kampala Uganda

Tel: 0800-250250

Contact: Mr. Andrew Omiel

 

 

Standard Chartered Bank Uganda Ltd

Custodian,
Unit Trusts Schemes Trustee & Investment Adviser

Plot 5, Speke Road

P. O. Box 7111, Kampala, Uganda

Tel: 0312-294459, 0414-340077

Fax: 0414-231473

Email: ug.service@sc.com

Contact: Ms. Cecilia Namuddu

 

UAP Old Mutual Financial Services Ltd

Stock Broker, Dealer, Fund Manager, Investment Adviser, Unit Trusts Manager,
Balanced Fund Unit Trust Scheme, Money Market Fund Unit Trust Scheme &
Umbrella Fund Unit Trust Scheme

6th Floor, UAP Nakawa Business Park, (1st Tower) Plot 3-5 New Port Bell Road

P. O. Box 1610, Kampala, Uganda

Tel: 0414-332824

Email:financialservices@uap.co.ug, info@uap.co.ug

Contact: Mr. Simon Mwebaze

 

Uganda Securities Exchange

Stock Exchange & Securities Central Depository

4th Floor, UAP Nakawa Business Park, Block A (North Wing)

Plot 3-5 New Port Bell Road

P. O. Box 23552, Kampala, Uganda

Tel: 0414-332824

Email: info@use.or.ug

Contact: Mr. Paul Bwiso 

Uganda Securities Exchange Nominees Limited

Authorised Registrar

4th Floor, UAP Nakawa Business Park, Block A (North Wing)

Plot 3-5 New Port Bell Road

P.O Box 23552 Kampala, Uganda

Tel: 0312307815/17/18

Email: info@use.or.ug

Contact: Mr. Paul Bwiso

 

Xeno Investment Management Uganda Limited

Fund Manager, Unit Trust Manager, Money Market Fund Unit Trust Scheme, Bond Fund
Unit Trust Scheme, Domestic Equity Fund Unit Trust Scheme, Regional Equity
Fund Unit Trust Scheme

6th Floor, Workers House, 1 Pilkington Road

P.O Box 2237, Kampala, Uganda

Tel: 0392-177488, 0772-842100

Contact: Mr. Aeko Ongodia