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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports

Blog

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  • Blog
April 3, 2020

Stakeholder Advisory in View of the COVID-19 Pandemic

As you are aware, the outbreak of the COVID-19 (Corona Virus) epidemic has continued to disrupt doing business even in the financial markets worldwide. H. E the President has issued directives to supplement the Ministry of Health.

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March 20, 2020

CMA Assures Stakeholders of Business Continuity despite the COVID 19 Scare

Following the guidance by the Ministry of Health and directives issued by H. E the President on the COVID 19 pandemic (Corona virus),

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March 4, 2020

CMA to Appeal High Court Ruling in Tolea Case

The Civil Division of the High Court has ruled that the Capital Markets Authority (CMA) should, among others, re-evaluate the application by Tolea Securities Limited (TSL) to issue Exchange Traded Funds

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February 11, 2020

Alternative Sources of Financing: Why Family Owned Businesses in Uganda Should Embrace Private Equity

Family owned businesses are an important feature in Uganda’s economic landscape,dominating sectors…

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December 19, 2019

Capital Markets – a Source of Patient Capital for Business Expansion and Debt Refinancing

I have said at various fora that there is a lot more capital looking for investments across the world, relative to the pipeline

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September 16, 2019

CMA commences first round of inspections for FY 2019/20

The Capital Markets Authority (CMA) has embarked on the first round of inspections of licensed intermediaries for the financial year 2019/20. During this round, the Authority will be inspecting fund managers,

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August 22, 2019

Public Notice: APPROVAL TO OPERATE A COMMODITIES EXCHANGE

Capital Markets Authority (CMA) has learnt through media reports that there are persons who purportedly launched a commodities exchange to trade “precious metals” in Uganda.

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July 25, 2019

CMA, Police strengthen partnership to fight capital markets offences

More than 300 officers from the Criminal Investigations Department (CID) of the Uganda Police Force will be undertaking training this financial year on various aspects within the capital markets, in a bid to enable them

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April 1, 2019

Why Investment Clubs Should Invest in Collective Investment Schemes

In the past seven to ten years, Uganda has witnessed an explosion of investment clubs. Friends, family members, colleagues at work,

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February 22, 2019

CMA Moves to Review Corporate Bond Guidelines to Increase Chances of Issuances

Since December 2013 when sugar manufacturer, Kakira Sugar Limited issued its UGX 76 Billion corporate bond, Uganda’s capital markets have not witnessed any new corporate debt

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Latest News

  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
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    September 19, 2024
  • EASRA PRESS COMMUNIQUE
    June 28, 2024
  • People Are Unaware of the Potentials of Unit Trusts to Create Cash Flows
    June 28, 2024

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Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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