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Capital Markets Authority
  • Home
  • About CMA
    • What We Do
    • Capital Markets Development Master Plan
    • Governance
      • The Board
      • Management
      • Departments
    • Clients Service Charter
    • CMA Strategic Plan
  • Regulation
    • Laws
      • Draft Laws
      • Acts
      • Regulations
      • Guidelines
      • EAC Council Directives
    • Regulatory Notices
    • Periodic Legal Updates
  • Supervision
    • Licensing & Approvals
      • Licensed Firms
      • License Application & Renewal Forms
        • SCD Application Form
        • CMA Regime
        • CIS Regime
        • Personnel Fit and Proper Form
      • Checklists
        • REITS & Offer of Securities Checklists
        • Renewal Application Checklists
          • CMA Regime
          • CIS Regime
          • SCD Regime
        • New Application Checklists
          • CMA Regime
            • Licenses
            • Approvals
          • SCD Regime
          • CIS Regime
    • The Capital Markets Certification Program
    • Listed Companies
    • Investigations
    • Inspections
    • Anti Money Laundering (AML)
    • Notices
    • Financial Returns
    • CIS Daily Prices
  • Enforcement
    • Criminal Proceedings
    • Civil Proceedings
    • Financial Penalties
    • Administrative Sanctions
  • Investor / Issuer Education
    • Overview
    • Investors
      • Investor Rights
      • Investment Tips
      • Capital Markets Development Campaigns
    • Investor Protection
      • Complaints Handling
      • Fraud Reporting
      • Whistle Blowers
    • Issuers
    • Presentations
    • Frequently Asked Questions
    • Glossary
  • Research & Policy
    • Research Papers
    • Publications
      • Surveys
      • Quarterly Reviews
      • Journals
      • Annual Reports
      • Capital Markets Industry Reports
    • Regulatory Sandbox

Blog

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  • Blog
August 13, 2020

CMA, Uganda Police to Increase Collaboration in Investigation of Capital Markets Offences

The Capital Markets Authority (CMA) has committed to increase its collaboration with the Criminal Investigations Directorate(CID) of the Uganda Police

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June 10, 2020

Careers at Capital Markets Authority

Currently no post available.

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May 21, 2020

Ponzi Schemes and Scam Activities During and Post COVID-19

As the world grapples with the fight against the deadly COVID-19 pandemic which has not only claimed lives and affected human livelihood, but also ravaged economies, the Capital Markets Authority (CMA) continues to stand..

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May 4, 2020

Licensing – A Core Regulatory Function in the Capital Markets

But why license, or why do we need to renew licenses regularly? Generally, regulators are obliged to protect consumers (or investors in the case of capital markets) from possible market abuses.

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April 3, 2020

Stakeholder Advisory in View of the COVID-19 Pandemic

As you are aware, the outbreak of the COVID-19 (Corona Virus) epidemic has continued to disrupt doing business even in the financial markets worldwide. H. E the President has issued directives to supplement the Ministry of Health.

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March 20, 2020

CMA Assures Stakeholders of Business Continuity despite the COVID 19 Scare

Following the guidance by the Ministry of Health and directives issued by H. E the President on the COVID 19 pandemic (Corona virus),

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March 4, 2020

CMA to Appeal High Court Ruling in Tolea Case

The Civil Division of the High Court has ruled that the Capital Markets Authority (CMA) should, among others, re-evaluate the application by Tolea Securities Limited (TSL) to issue Exchange Traded Funds

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February 11, 2020

Alternative Sources of Financing: Why Family Owned Businesses in Uganda Should Embrace Private Equity

Family owned businesses are an important feature in Uganda’s economic landscape,dominating sectors…

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December 19, 2019

Capital Markets – a Source of Patient Capital for Business Expansion and Debt Refinancing

I have said at various fora that there is a lot more capital looking for investments across the world, relative to the pipeline

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September 16, 2019

CMA commences first round of inspections for FY 2019/20

The Capital Markets Authority (CMA) has embarked on the first round of inspections of licensed intermediaries for the financial year 2019/20. During this round, the Authority will be inspecting fund managers,

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Latest News

  • CMA and USE Launch World Investor Week 2025: Empowering Ugandans to Move from Savings to Smart Investments
    October 24, 2025
  • CMA and USE Host the Regional East Africa Capital Markets Conference 2025 to Drive Digital Transformation & Sustainable Finance in Regional Capital Markets
    October 16, 2025
  • CMA Launches Regulatory Sandbox to Accelerate Fintech Innovation
    October 8, 2025
  • Capital Markets Authority Unveils Five-Year Blueprint to Power Uganda’s Journey to a USD 500 Billion Economy
    September 2, 2025
  • CMA Advances Crackdown on Investment Scams
    July 4, 2025
  • East African Regulators Agree on New Steps to Grow Sustainable Finance and Financing of SMEs
    June 2, 2025

ABOUT US

Capital Markets Authority (CMA) is the statutory body responsible for regulating and promoting the development of capital markets in Uganda.

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